Name
|
Additional Shares issued in lieu of the 2016 4th interim
dividend1
|
Total number of Shares vested
|
Number of Shares sold at £6.6716 per Share2
|
Stuart
Gulliver
|
920
|
36,268
|
36,268
|
Iain
Mackay
|
539
|
21,245
|
9,986
|
Marc
Moses
|
540
|
21,244
|
21,244
|
Name
|
Additional Shares issued in lieu of the 2016 4th interim
dividend1
|
Total number of Shares vested
|
Number of Shares sold at £6.6716 per Share2
|
Samir
Assaf
|
1,608
|
63,361
|
29,780
|
Peter
Boyles
|
519
|
20,440
|
9,199
|
Patrick
Burke
|
406
|
15,968
|
8,914
|
John
Flint
|
722
|
28,432
|
13,364
|
Paulo
Maia
|
267
|
10,532
|
4,233
|
Noel
Quinn
|
405
|
15,959
|
3,167
|
Antonio
Simoes
|
438
|
17,254
|
8,110
|
Peter
Wong
|
827
|
32,584
|
4,888
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
Name of natural person Stuart Gulliver
|
|||||
2 - Reason for the notification
|
|||||
Position/status Group Chief Executive
Initial notification/amendment Initial
Notification
|
|||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||
Full
name of the entity HSBC
Holdings plc
Legal
Entity Identifier code MLU0ZO3ML4LN2LL2TL39
|
|||||
4 - Details of the transaction(s)
|
|||||
Transaction(s) summary table
|
|||||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
$8.06
|
920
|
$7,418.51
|
|||
Aggregated
|
$8.064
|
920
|
$7,418.51
|
||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.67
|
241,119
|
£1,608,649.52
|
|||
Aggregated
|
£6.672
|
241,119
|
£1,608,649.52
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
Name of natural person Iain Mackay
|
|||||
2 - Reason for the notification
|
|||||
Position/status Group Finance Director
Initial notification/amendment Initial Notification
|
|||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
|
|||||
4 - Details of the transaction(s)
|
|||||
Transaction(s) summary table
|
|||||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
$8.06
|
539
|
$4,346.28
|
|||
Aggregated
|
$8.064
|
539
|
$4,346.28
|
||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.67
|
9,986
|
£66,622.60
|
|||
Aggregated
|
£6.672
|
9,986
|
£66,622.60
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
Name of natural person Marc Moses
|
|||||
2 - Reason for the notification
|
|||||
Position/status Group Chief Risk Officer
Initial notification/amendment Initial Notification
|
|||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
|
|||||
4 - Details of the transaction(s)
|
|||||
Transaction(s) summary table
|
|||||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
$8.06
|
540
|
$4,354.34
|
|||
Aggregated
|
$8.064
|
540
|
$4,354.34
|
||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.67
|
21,244
|
£141,731.47
|
|||
Aggregated
|
£6.672
|
21,244
|
£141,731.47
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
Name of natural person Samir Assaf
|
|||||
2 - Reason for the notification
|
|||||
Position/status Chief Executive, Global Banking and
Markets
Initial notification/amendment Initial Notification
|
|||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
|
|||||
4 - Details of the transaction(s)
|
|||||
Transaction(s) summary table
|
|||||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
$8.06
|
1,608
|
$12,966.27
|
|||
Aggregated
|
$8.064
|
1,608
|
$12,966.27
|
||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.67
|
29,780
|
£198,680.25
|
|||
Aggregated
|
£6.672
|
29,780
|
£198,680.25
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
Name of natural person Peter Boyles
|
|||||
2 - Reason for the notification
|
|||||
Position/status Chief Executive of Global Private
Banking
Initial notification/amendment Initial Notification
|
|||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
|
|||||
4 - Details of the transaction(s)
|
|||||
Transaction(s) summary table
|
|||||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
$8.06
|
519
|
$4,185.01
|
|||
Aggregated
|
$8.064
|
519
|
$4,185.01
|
||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.67
|
9,199
|
£61,372.05
|
|||
Aggregated
|
£6.672
|
9,199
|
£61,372.05
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
Name of natural person Patrick Burke
|
|||||
2 - Reason for the notification
|
|||||
Position/status President and Chief Executive of HSBC
US
Initial notification/amendment Initial Notification
|
|||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
|
|||||
4 - Details of the transaction(s)
|
|||||
Transaction(s) summary table
|
|||||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
$8.06
|
406
|
$3,273.82
|
|||
Aggregated
|
$8.064
|
406
|
$3,273.82
|
||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.67
|
8,914
|
£59,470.64
|
|||
Aggregated
|
£6.672
|
8,914
|
£59,470.64
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
Name of natural person John Flint
|
|||||
2 - Reason for the notification
|
|||||
Position/status Chief Executive, Retail Banking and Wealth
Management Initial
notification/amendment Initial
Notification
|
|||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
|
|||||
4 - Details of the transaction(s)
|
|||||
Transaction(s) summary table
|
|||||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
$8.06
|
722
|
$5,821.92
|
|||
Aggregated
|
$8.064
|
722
|
$5,821.92
|
||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.67
|
13,364
|
£89,159.26
|
|||
Aggregated
|
£6.672
|
13,364
|
£89,159.26
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
Name of natural person Paulo Maia
|
|||||
2 - Reason for the notification
|
|||||
Position/status Chief Executive, Latin America
Initial notification/amendment Initial Notification
|
|||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
|
|||||
4 - Details of the transaction(s)
|
|||||
Transaction(s) summary table
|
|||||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
$8.06
|
267
|
$2,152.98
|
|||
Aggregated
|
$8.064
|
267
|
$2,152.98
|
||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.67
|
4,233
|
£28,240.88
|
|||
Aggregated
|
£6.672
|
4,233
|
£28,240.88
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
Name of natural person Noel Quinn
|
|||||
2 - Reason for the notification
|
|||||
Position/status Chief Executive, Global Commercial
Banking
Initial notification/amendment Initial Notification
|
|||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
|
|||||
4 - Details of the transaction(s)
|
|||||
Transaction(s) summary table
|
|||||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
$8.06
|
405
|
$3,265.76
|
|||
Aggregated
|
$8.064
|
405
|
$3,265.76
|
||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.67
|
3,167
|
£21,128.96
|
|||
Aggregated
|
£6.672
|
3,167
|
£21,128.96
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
Name of natural person Antonio Simoes
|
|||||
2 - Reason for the notification
|
|||||
Position/status Chief Executive, HSBC Bank
plc
Initial notification/amendment Initial Notification
|
|||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
|
|||||
4 - Details of the transaction(s)
|
|||||
Transaction(s) summary table
|
|||||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
$8.06
|
438
|
$3,531.86
|
|||
Aggregated
|
$8.064
|
438
|
$3,531.86
|
||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.67
|
8,110
|
£54,106.68
|
|||
Aggregated
|
£6.672
|
8,110
|
£54,106.68
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
Name of natural person Peter Wong
|
|||||
2 - Reason for the notification
|
|||||
Position/status Deputy Chairman and Chief Executive, The
Hongkong and Shanghai Banking Corporation
Limited
Initial notification/amendment Initial Notification
|
|||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
|
|||||
4 - Details of the transaction(s)
|
|||||
Transaction(s) summary table
|
|||||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
$8.06
|
827
|
$6,668.60
|
|||
Aggregated
|
$8.064
|
827
|
$6,668.60
|
||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
2017-03-10
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
£6.67
|
4,888
|
£32,610.78
|
|||
Aggregated
|
£6.672
|
4,888
|
£32,610.78
|
HSBC
Holdings plc
|
|
|
|
|
By:
|
|
Name:
Ben J S Mathews
|
|
Title:
Group Company Secretary
|
|
|
|
Date:
13 March 2017
|