Name
|
Price per Share / ADS1
|
Shares acquired
|
Kathleen
Casey
|
US$38.11351
|
23
American Depositary Shares1
(representing
115 ordinary shares of US$0.50 each)
|
Henri
de Castries
|
US$7.6227
|
209
|
Douglas
Flint
|
£6.4443
|
64
|
Stuart
Gulliver
|
US$7.6227
|
41,853
|
Sam
Laidlaw
|
US$7.6227
|
511
|
Iain
Mackay
|
US$7.6227
|
19,334
|
Heidi
Miller
|
US$38.11351
|
10
American Depositary Shares1
(representing
50 ordinary shares of US$0.50 each)
|
Marc
Moses
|
US$7.6227
|
23,336
|
Jackson
Tai
|
US$38.11351
|
16
American Depositary Shares1
(representing
80 ordinary shares of US$0.50 each)
|
Name
|
Price per Share
|
Shares acquired
|
Samir
Assaf
|
US$7.6227
|
26,391
|
Peter
Boyles
|
US$7.6227
£6.4443
|
6,684
2,244
|
Patrick
Burke
|
US$7.6227
£6.4443
|
6,179
1,593
|
John
Flint
|
US$7.6227
|
8,296
|
Andy
Maguire
|
US$7.6227
|
2,984
|
Paulo
Maia2
|
US$7.6227
£6.4443
£6.4955
|
3,048
1,832
5
|
Noel
Quinn
|
US$7.6227
|
4,628
|
Antonio
Simoes
|
US$7.6227
|
4,860
|
Peter
Wong
|
US$7.6227
£6.4443
|
17,037
9,549
|
Name
|
Price per Share
|
Shares acquired
|
Camay
Wong
(CAP of
Peter Wong)
|
US$7.6227
|
298
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||
Name of natural person
|
Kathleen
Casey
|
|||||
|
||||||
2 - Reason for the notification
|
||||||
Position/status
|
Non-executive
Director
|
|||||
|
|
|||||
Initial notification/amendment
|
Initial
Notification
|
|||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
|||||
|
||||||
Legal Entity Identifier code
|
||||||
4 - Details of the transaction(s)
|
||||||
Transaction(s) summary table
|
||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2016-12-06
|
American
Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings
plc ordinary shares of US$0.50 each
|
GB0005405286
|
Outside
a trading venue
|
USD -
United States Dollar
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
$38.11
|
23
|
$876.61
|
||||
Aggregated
|
$38.114
|
23
|
$876.61
|
|||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
Name of natural person
|
Henri
de Castries
|
||||||
|
|||||||
2 - Reason for the notification
|
|||||||
Position/status
|
Non-executive
Director
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|||||||
Legal Entity Identifier code
|
|||||||
4 - Details of the transaction(s)
|
|||||||
Transaction(s) summary table
|
|||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
||
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
USD -
United States Dollar
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
||
$7.62
|
209
|
$1,593.14
|
|||||
Aggregated
|
$7.623
|
209
|
$1,593.14
|
||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||
Name of natural person
|
Douglas
Flint
|
|||||
|
||||||
2 - Reason for the notification
|
||||||
Position/status
|
Group
Chairman
|
|||||
|
|
|||||
Initial notification/amendment
|
Initial
Notification
|
|||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
|||||
|
||||||
Legal Entity Identifier code
|
||||||
4 - Details of the transaction(s)
|
||||||
Transaction(s) summary table
|
||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
GBP -
British Pound
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
£6.44
|
64
|
£412.44
|
||||
Aggregated
|
£6.444
|
64
|
£412.44
|
|||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
Name of natural person
|
Stuart
Gulliver
|
||||||
|
|||||||
2 - Reason for the notification
|
|||||||
Position/status
|
Group
Chief Executive
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|||||||
Legal Entity Identifier code
|
|||||||
4 - Details of the transaction(s)
|
|||||||
Transaction(s) summary table
|
|||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
||
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
USD -
United States Dollar
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
||
$7.62
|
41,853
|
$319,032.86
|
|||||
Aggregated
|
$7.623
|
41,853
|
$319,032.86
|
||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
Name of natural person
|
Sam
Laidlaw
|
||||||
|
|||||||
2 - Reason for the notification
|
|||||||
Position/status
|
Non-executive
Director
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|||||||
Legal Entity Identifier code
|
|||||||
4 - Details of the transaction(s)
|
|||||||
Transaction(s) summary table
|
|||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
||
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
USD -
United States Dollar
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
||
$7.62
|
511
|
$3,895.20
|
|||||
Aggregated
|
$7.623
|
511
|
$3,895.20
|
||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|
|||||||
Name of natural person
|
Iain
Mackay
|
|
||||||
|
|
|||||||
2 - Reason for the notification
|
|
|||||||
Position/status
|
Group
Finance Director
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|
|||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|||||||
Legal Entity Identifier code
|
|
|||||||
4 - Details of the transaction(s)
|
|
|||||||
Transaction(s) summary table
|
|
|||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
USD -
United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
$7.62
|
19,334
|
$147,377.28
|
|
|||||
Aggregated
|
$7.623
|
19,334
|
$147,377.28
|
|
||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
Name of natural person
|
Heidi
Miller
|
|||||||
|
||||||||
2 - Reason for the notification
|
||||||||
Position/status
|
Non-executive
Director
|
|||||||
|
|
|||||||
Initial notification/amendment
|
Initial
Notification
|
|||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
||||||||
Full name of the entity
|
HSBC
Holdings plc
|
|
||||||
|
|
|||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|||
|
2016-12-06
|
American
Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings
plc ordinary shares of US$0.50 each.
|
GB0005405286
|
Outside
a trading venue
|
USD -
United States Dollar
|
|||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|||
$38.11
|
10
|
$381.14
|
||||||
Aggregated
|
$38.114
|
10
|
$381.14
|
|||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||
Name of natural person
|
Marc
Moses
|
|||||
|
|
|||||
2 - Reason for the notification
|
||||||
Position/status
|
Group
Chief Risk Officer
|
|||||
|
|
|||||
Initial notification/amendment
|
Initial
Notification
|
|||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
|||||
|
||||||
Legal Entity Identifier code
|
||||||
4 - Details of the transaction(s)
|
||||||
Transaction(s) summary table
|
||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
USD -
United States Dollar
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
$7.62
|
23,336
|
$177,883.33
|
||||
Aggregated
|
$7.623
|
23,336
|
$177,883.33
|
|||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
Name of natural person
|
Jackson
Tai
|
||||||
|
|||||||
2 - Reason for the notification
|
|||||||
Position/status
|
Non-executive
Director
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|||||||
Legal Entity Identifier code
|
|||||||
4 - Details of the transaction(s)
|
|||||||
Transaction(s) summary table
|
|||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
||
|
2016-12-06
|
American
Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings
plc ordinary shares of US$0.50 each.
|
GB0005405286
|
Outside
a trading venue
|
USD -
United States Dollar
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
||
$38.11
|
16
|
$609.82
|
|||||
Aggregated
|
$38.114
|
16
|
$609.82
|
||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
Name of natural person
|
Samir
Assaf
|
||||||
|
|||||||
2 - Reason for the notification
|
|||||||
Position/status
|
Chief
Executive, Global Banking and Markets
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|||||||
Legal Entity Identifier code
|
|||||||
4 - Details of the transaction(s)
|
|||||||
Transaction(s) summary table
|
|||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
||
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
USD -
United States Dollar
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
||
$7.62
|
26,391
|
$201,170.68
|
|||||
Aggregated
|
$7.623
|
26,391
|
$201,170.68
|
||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||||||
Name of natural person
|
Peter
Boyles
|
|||||||||||
|
||||||||||||
2 - Reason for the notification
|
||||||||||||
Position/status
|
Chief
Executive of Global Private Banking
|
|||||||||||
|
|
|||||||||||
Initial notification/amendment
|
Initial
Notification
|
|||||||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
||||||||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
|||||||||||
|
||||||||||||
Legal Entity Identifier code
|
||||||||||||
4 - Details of the transaction(s)
|
||||||||||||
Transaction(s) summary table
|
||||||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|||||||
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
GBP -
British Pound
|
|||||||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|||||||
£6.44
|
2,244
|
£14,461.01
|
||||||||||
Aggregated
|
£6.444
|
2,244
|
£14,461.01
|
|||||||||
|
||||||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|||||||
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
USD -
United States Dollar
|
|||||||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|||||||
$7.62
|
6,684
|
$50,950.13
|
||||||||||
Aggregated
|
$7.623
|
6,684
|
$50,950.13
|
|||||||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||||||
Name of natural person
|
Patrick
Burke
|
||||||||||
|
|||||||||||
2 - Reason for the notification
|
|||||||||||
Position/status
|
President
and Chief Executive of HSBC US
|
||||||||||
|
|
||||||||||
Initial notification/amendment
|
Initial
Notification
|
||||||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
||||||||||
|
|||||||||||
Legal Entity Identifier code
|
|||||||||||
4 - Details of the transaction(s)
|
|||||||||||
Transaction(s) summary table
|
|||||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
||||||
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
GBP -
British Pound
|
||||||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
||||||
£6.44
|
1,593
|
£10,265.77
|
|||||||||
Aggregated
|
£6.444
|
1,593
|
£10,265.77
|
||||||||
|
|||||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
||||||
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
USD -
United States Dollar
|
||||||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
||||||
$7.62
|
6,179
|
$47,100.66
|
|||||||||
Aggregated
|
$7.623
|
6,179
|
$47,100.66
|
||||||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
Name of natural person
|
John
Flint
|
||||||
|
|||||||
2 - Reason for the notification
|
|||||||
Position/status
|
Chief
Executive, Retail Banking and Wealth Management
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|||||||
Legal Entity Identifier code
|
|||||||
4 - Details of the transaction(s)
|
|||||||
Transaction(s) summary table
|
|||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
||
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
USD
-United States Dollar
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
||
$7.62
|
8,296
|
$63,237.92
|
|||||
Aggregated
|
$7.623
|
8,296
|
$63,237.92
|
||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||||
Name of natural person
|
Andy
Maguire
|
||||||||
|
|||||||||
2 - Reason for the notification
|
|||||||||
Position/status
|
Group
Chief Operating Officer
|
||||||||
|
|
||||||||
Initial notification/amendment
|
Initial
Notification
|
||||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
||||||||
|
|||||||||
Legal Entity Identifier code
|
|||||||||
4 - Details of the transaction(s)
|
|||||||||
Transaction(s) summary table
|
|||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
||||
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
USD -
United States Dollar
|
||||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
||||
$7.62
|
2,984
|
$22,746.14
|
|||||||
Aggregated
|
$7.623
|
2,984
|
$22,746.14
|
||||||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||||||||||
Name of natural person
|
Paulo
Maia
|
|||||||||||||||
|
||||||||||||||||
2 - Reason for the notification
|
||||||||||||||||
Position/status
|
Chief
Executive, Latin America
|
|||||||||||||||
|
|
|||||||||||||||
Initial notification/amendment
|
Initial
Notification
|
|||||||||||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
||||||||||||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
|||||||||||||||
|
||||||||||||||||
Legal Entity Identifier code
|
||||||||||||||||
4 - Details of the transaction(s)
|
||||||||||||||||
Transaction(s) summary table
|
||||||||||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|||||||||||
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
GBP -
British Pound
|
|||||||||||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|||||||||||
£6.44
|
1,832
|
£11,805.96
|
||||||||||||||
|
£6.50
|
5
|
£32.48
|
|||||||||||||
Aggregated
|
£6.444
|
1,837
|
£11,838.44
|
|||||||||||||
|
||||||||||||||||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|||||||||||
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
USD -
United States Dollar
|
|
|||||||||||
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|||||||||||
$7.62
|
3,048
|
$23,233.99
|
|
|||||||||||||
Aggregated
|
$7.623
|
3,048
|
$23,233.99
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
Name of natural person
|
Paulo
Maia
|
|||||||
|
||||||||
2 - Reason for the notification
|
||||||||
Position/status
|
Chief
Executive, Latin America
|
|||||||
|
|
|||||||
Initial notification/amendment
|
Amendment
Reference
00004628
Paulo
Maia acquired one additional ordinary share as a result of accrued
residual dividend amounts
|
|||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
||||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
|||||||
|
||||||||
Legal Entity Identifier code
|
||||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|||
|
2016-09-28
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
GBP -
British Pound
|
|||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|||
£5.78
|
5
|
£28.90
|
||||||
Aggregated
|
£5.779
|
5
|
£28.90
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||||
Name of natural person
|
Noel
Quinn
|
||||||||
|
|||||||||
2 - Reason for the notification
|
|||||||||
Position/status
|
Chief
Executive, Global Commercial Banking
|
||||||||
|
|
||||||||
Initial notification/amendment
|
Initial
Notification
|
||||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
||||||||
|
|||||||||
Legal Entity Identifier code
|
|||||||||
4 - Details of the transaction(s)
|
|||||||||
Transaction(s) summary table
|
|||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
||||
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
USD -
United States Dollar
|
||||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
||||
$7.62
|
4,628
|
$35,277.86
|
|||||||
Aggregated
|
$7.623
|
4,628
|
$35,277.86
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||||
Name of natural person
|
Antonio
Simoes
|
||||||||
|
|||||||||
2 - Reason for the notification
|
|||||||||
Position/status
|
Chief
Executive, HSBC Bank plc
|
||||||||
|
|
||||||||
Initial notification/amendment
|
Initial
Notification
|
||||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
||||||||
|
|||||||||
Legal Entity Identifier code
|
|||||||||
4 - Details of the transaction(s)
|
|||||||||
Transaction(s) summary table
|
|||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
||||
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
USD -
United States Dollar
|
||||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
||||
$7.62
|
4,860
|
$37,046.32
|
|||||||
Aggregated
|
$7.623
|
4,860
|
$37,046.32
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||||||||||
Name of natural person
|
Peter
Wong
|
||||||||||||||
|
|||||||||||||||
2 - Reason for the notification
|
|||||||||||||||
Position/status
|
Deputy
Chairman and Chief Executive, The Hongkong and Shanghai Banking
Corporation Limited
|
||||||||||||||
|
|
||||||||||||||
Initial notification/amendment
|
Initial
Notification
|
||||||||||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||||||||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
||||||||||||||
|
|||||||||||||||
Legal Entity Identifier code
|
|||||||||||||||
4 - Details of the transaction(s)
|
|||||||||||||||
Transaction(s) summary table
|
|||||||||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
||||||||||
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
GBP -
British Pound
|
||||||||||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
||||||||||
£6.44
|
9,549
|
£61,536.62
|
|||||||||||||
Aggregated
|
£6.444
|
9,549
|
£61,536.62
|
||||||||||||
|
|||||||||||||||
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|||||||||||
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
USD -
United States Dollar
|
|||||||||||
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|||||||||||
$7.62
|
17,037
|
$129,867.94
|
|||||||||||||
Aggregated
|
$7.623
|
17,037
|
$129,867.94
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||||
Name of natural person
|
Camay
Wong
|
||||||||
|
|||||||||
2 - Reason for the notification
|
|||||||||
Position/status
|
Closely
associated person of Peter Wong, Deputy Chairman and Chief
Executive, The Hongkong and Shanghai Banking Corporation
Limited
|
||||||||
|
|
||||||||
Initial notification/amendment
|
Initial
Notification
|
||||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
|
|||||||||
Full name of the entity
|
HSBC
Holdings plc
MLU0ZO3ML4LN2LL2TL39
|
||||||||
|
|||||||||
Legal Entity Identifier code
|
|||||||||
4 - Details of the transaction(s)
|
|||||||||
Transaction(s) summary table
|
|||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
||||
|
2016-12-06
|
Ordinary
shares of US$0.50 each
|
GB0005405286
|
London
Stock Exchange, Main Market (XLON)
|
USD -
United States Dollar
|
||||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
||||
$7.62
|
298
|
$2,271.56
|
|||||||
Aggregated
|
$7.623
|
298
|
$2,271.56
|
HSBC
Holdings plc
|
|
|
|
|
By:
|
|
Name:
Ben J S Mathews
|
|
Title:
Group Company Secretary
|
|
|
|
Date:
08 December
2016
|