Exhibit
No.1
|
Total
Voting Rights dated 03 October 2016
|
Exhibit
No.2
|
Director/PDMR
Shareholding dated 03 October 2016
|
Exhibit
No.3
|
Director/PDMR
Shareholding dated 03 October 2016
|
Exhibit
No.4
|
Director
Declaration dated 11 October 2016
|
Exhibit
No.5
|
Notice
of Redemption & Cancellation: $1.35bn RCIs dated 20 October
2016
|
Exhibit
No.6
|
Publication
of Supplementary Prospectus dated 28 October 2016
|
|
|
NOTIFICATION OF TRANSACTION OF PERSON DISCHARGING MANAGERIAL
RESPONSIBILITIES
|
||||
1
|
Details
of the person discharging managerial responsibilities / person
closely associated
|
|||
a)
|
Name
|
C.S.
Venkatakrishnan
|
||
2
|
Reason
for the notification
|
|||
a)
|
Position/status
|
Chief
Risk Officer
|
||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
||
3
|
Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
|||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature
of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under the
Barclays Share Value Plan.
|
||
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by
PDMR1
|
£1.631
|
107,581
|
57,018
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
N/A
|
||
e)
|
Date of
the transaction
|
2016-09-30
|
||
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
Investor
Relations
|
Media
Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44
(0)20 7116 4943
|
+44
(0)20 7116 4755
|
NOTIFICATION OF
TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITIES
|
||||
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Jes
Staley
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Chief Executive
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 30 September 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of
Shares to be delivered
|
Volume(s): Number of
Shares received by PDMR1
|
£1.631
|
176,272
|
93,424
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2016-09-30
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Tushar
Morzaria
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Finance Director
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 30 September 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of
Shares received by PDMR1
|
£1.631
|
114,960
|
60,928
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2016-09-30
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Ashok
Vaswani
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Chief
Executive Officer, Barclays UK
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 30 September 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of
Shares to be delivered
|
Volume(s): Number of
Shares received by PDMR1
|
£1.631
|
68,976
|
36,557
|
||
1 Tax liabilities on the
Shares were met in cash and the number of Shares actually received
by the PDMR was reduced to meet those tax
liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2016-09-30
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Amer
Sajed
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Chief
Executive Officer, Barclaycard
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 30 September 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of
Shares received by PDMR1
|
£1.631
|
£1.631
|
20,044
|
||
1 Tax liabilities on the
Shares were met in cash and the number of Shares actually received
by the PDMR was reduced to meet those tax
liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2016-09-30
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Paul
Compton
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Chief Operating Officer
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 30 September 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of
Shares to be delivered
|
Volume(s): Number of
Shares received by PDMR1
|
£1.631
|
168,608
|
89,362
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2016-09-30
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
||
|
|
|
||
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Bob
Hoyt
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
General Counsel
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 30 September 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of
Shares to be delivered
|
Volume(s):
Number of Shares received by PDMR1
|
£1.631
|
103,464
|
54,835
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2016-09-30
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Tristram
Roberts
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
HR Director
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 30 September 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£1.631
|
49,816
|
26,402
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2016-09-30
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Michael
Roemer
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Chief Compliance Officer
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 30 September 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of
Shares to be delivered
|
Volume(s): Number of
Shares received by PDMR1
|
£1.631
|
34,488
|
18,278
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2016-09-30
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
C.S.
Venkatakrishnan
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Chief
Risk Officer
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay ("RBP") component of the individual's
fixed remuneration for the three month period to 30 September 2016.
The Shares are subject to a holding period with restrictions
lifting in equal tranches over five years (20% each
year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£1.631
|
145,616
|
77,176
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2016-09-30
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
Investor
Relations
|
Media
Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44
(0)20 7116 4943
|
+44
(0)20 7116 4755
|