1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (Right to Buy)
(1)
|
09/10/2013 |
09/09/2023 |
Common Stock
|
16,283
|
$
0.99
|
D
|
Â
|
Stock Options (Right to Buy)
(1)
|
11/07/2013 |
11/06/2023 |
Common Stock
|
15,000
|
$
2.44
|
D
|
Â
|
Stock Options (Right to Buy)
(1)
|
01/29/2015 |
01/28/2025 |
Common Stock
|
15,000
|
$
2.29
|
D
|
Â
|
Stock Options (Right to Buy)
(1)
|
01/21/2016 |
01/20/2026 |
Common Stock
|
15,000
|
$
2.64
|
D
|
Â
|
Stock Options (Right to Buy)
(1)
|
01/25/2017 |
01/24/2027 |
Common Stock
|
5,000
|
$
3.4
|
D
|
Â
|
Stock Options (Right to Buy)
(1)
|
01/08/2018 |
01/07/2028 |
Common Stock
|
7,500
|
$
2.61
|
D
|
Â
|
Stock Options (Right to Buy)
(2)
|
10/05/2018 |
10/04/2028 |
Common Stock
|
25,000
|
$
1.5
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Twenty-five percent of the shares of stock subject to the option vest or vested on the first anniversary of the grant date, and the remainder of which vest or vested in equal monthly installments thereafter over three years, subject to such executive's continued service to the company through such dates. |
(2) |
Fifty percent of the shares of stock subject to the option vest on the first anniversary of the grant date, and the remainder of which vest on the second anniversary of the grant date, subject to such executive's continued service to the company through such date. |