As filed with the Securities and Exchange Commission on October 28, 2015
Registration No. 333-199240
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST EFFECTIVE AMENDMENT NO. 1 TO
FORM S-1
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
PURE BIOSCIENCE, INC.
(Exact name of registrant as specified in its charter)
Delaware |
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2890 |
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33-0530289 |
(State or other jurisdiction of |
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(Primary Standard Industrial |
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(I.R.S. Employer |
1725 Gillespie Way
El Cajon, CA 92020
(619) 596-8600
(Address, including zip code, and telephone number,
including area code, of registrant’s principal executive offices)
Henry R. Lambert
President and Chief Executive Officer
1725 Gillespie Way
El Cajon, CA 92020
(619) 596-8600
(Name, address, including zip code, and telephone number,
including area code, of agent for service)
With Copies to:
Jeffrey C. Thacker
Franklin & Hachigian, LLP San Diego, CA 92130 Tel. 858-436-8064 Fax: 858-[____] |
Mark S. Elliott Vice President, Finance 1725 Gillespie Way El Cajon, CA 92020 (619) 596-8600 |
Approximate date of commencement of proposed sale to the public: Not applicable. Termination of registration statement and deregistration of related securities.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box. ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer ☐ |
Accelerated filer ☐ |
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Non-accelerated filer ☐ (Do not check if a smaller reporting company) |
Smaller reporting company ☒ |
DEREGISTRATION OF SECURITIES
This Post-Effective Amendment No. 1 to the Registration Statement on Form S-1 (Registration No. 333-199240) of the registrant, initially filed with the Securities and Exchange Commission on October 10, 2014 and which was declared effective on January 12, 2015 (the “Registration Statement”) hereby further amends the Registration Statement to deregister all securities registered pursuant to the Registration Statement and not otherwise sold by the selling security holders listed therein as of the date this post-effective amendment is filed.
The Registration Statement registered up 20,256,280 shares of the Company’s common stock, par value $0.01, in connection with the resale of shares of common stock held by the selling security holders and shares issuable upon exercise of certain warrants held by the selling security holders. The Registration Statement was filed in accordance with certain registration rights that the registrant had granted the selling security holders, including the registration rights agreement, filed as Exhibit 10.47 thereto (the “Registration Rights Agreement”). Pursuant to the terms of the Registration Rights Agreement, the securities registered pursuant to the Registration Statement are no longer considered registrable securities and therefore the offering has terminated.
In compliance with the registrant’s undertaking in Part II, Item 17(3) of the Registration Statement, the registrant is removing from registration by means of this post-effective amendment any securities remaining unsold and terminating the effectiveness of the Registration Statement as of the date this post-effective amendment is filed.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized in the City of El Cajon, State of California, on October 28, 2015.
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PURE BIOSCIENCE, INC. |
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By: |
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/s/ HENRY R. LAMBERT |
Name: |
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Henry R. Lambert |
Title: |
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Chief Executive Officer and Director |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
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Title |
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Date |
/s/ Henry R. Lambert |
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Chief Executive Officer and Director |
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October 28, 2015 |
Henry R. Lambert |
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(Principal Executive Officer) |
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/s/ Mark S. Elliott |
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Vice President Finance |
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October 28, 2015 |
Mark S. Elliott |
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(Principal Accounting and Financial Officer) |
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* |
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Chairman of the Board |
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October 28, 2015 |
Dave J. Pfanzelter |
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Director |
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October 28, 2015 |
Gary D. Cohee |
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Director |
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October 28, 2015 |
Dr. David Theno, Jr. |
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Director |
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October 28, 2015 |
William Otis |
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/s/ TOM Y. LEE |
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Director |
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October 28, 2015 |
Tom Y. Lee
* /s/ HENRY R. LAMBERT Henry R. Lambert Attorney-in-Fact
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EXHIBIT INDEX
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Exhibit No. |
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Description |
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24.1 * |
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Power of Attorney |
* |
Previously filed. |