pure_Current_Folio_S1

 

As filed with the Securities and Exchange Commission on October 28, 2015

Registration No. 333-199240

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


POST EFFECTIVE AMENDMENT NO. 1 TO

FORM S-1

REGISTRATION STATEMENT

UNDER THE SECURITIES ACT OF 1933


PURE BIOSCIENCE, INC.

(Exact name of registrant as specified in its charter)


Delaware

 

2890

 

33-0530289

(State or other jurisdiction of
incorporation or organization)

 

(Primary Standard Industrial
Classification Code Number)

 

(I.R.S. Employer
Identification Number)

 

1725 Gillespie Way

El Cajon, CA 92020

(619) 596-8600

(Address, including zip code, and telephone number,

including area code, of registrant’s principal executive offices)


Henry R. Lambert

President and Chief Executive Officer

1725 Gillespie Way

El Cajon, CA 92020

(619) 596-8600

(Name, address, including zip code, and telephone number,

including area code, of agent for service)


With Copies to:

 

Jeffrey C. Thacker
Gunderson Dettmer Villeneuve

Franklin & Hachigian, LLP
3570 Carmel Mountain Rd, Suite 200

San Diego, CA 92130

Tel. 858-436-8064

Fax: 858-[____]

 

Mark S. Elliott

Vice President, Finance

1725 Gillespie Way

El Cajon, CA 92020

(619) 596-8600

 


Approximate date of commencement of proposed sale to the public: Not applicable.  Termination of registration statement and deregistration of related securities.

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box.

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

 

 

Large accelerated filer

Accelerated filer

 

 

Non-accelerated filer (Do not check if a smaller reporting company)

Smaller reporting company

 


 

 

 


 

DEREGISTRATION OF SECURITIES

This Post-Effective Amendment No. 1 to the Registration Statement on Form S-1 (Registration No. 333-199240) of the registrant, initially filed with the Securities and Exchange Commission on October 10, 2014 and which was declared effective on January 12, 2015 (the “Registration Statement”) hereby further amends the Registration Statement to deregister all securities registered pursuant to the Registration Statement and not otherwise sold by the selling security holders listed therein as of the date this post-effective amendment is filed.

The Registration Statement registered up 20,256,280 shares of the Company’s common stock, par value $0.01, in connection with the resale of shares of common stock held by the selling security holders and shares issuable upon exercise of certain warrants held by the selling security holders.  The Registration Statement was filed in accordance with certain registration rights that the registrant had granted the selling security holders, including the registration rights agreement, filed as Exhibit 10.47 thereto (the “Registration Rights Agreement”). Pursuant to the terms of the Registration Rights Agreement, the securities registered pursuant to the Registration Statement are no longer considered registrable securities and therefore the offering has terminated.

In compliance with the registrant’s undertaking in Part II, Item 17(3) of the Registration Statement, the registrant is removing from registration by means of this post-effective amendment any securities remaining unsold and terminating the effectiveness of the Registration Statement as of the date this post-effective amendment is filed.


 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized in the City of El Cajon, State of California, on October 28, 2015.

 

 

 

 

PURE BIOSCIENCE, INC.

 

 

By:

 

/s/    HENRY R. LAMBERT

Name:

 

Henry R. Lambert

Title:

 

Chief Executive Officer and Director

 

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

 

 

 

 

 

Signature

  

Title

 

Date

 

 

 

/s/ Henry R. Lambert

  

Chief Executive Officer and Director

 

October 28, 2015

Henry R. Lambert

  

(Principal Executive Officer)

 

 

 

 

 

 

 

/s/ Mark S. Elliott

  

Vice President Finance

 

October 28, 2015

Mark S. Elliott

  

(Principal Accounting and Financial Officer)

 

 

 

 

 

*

  

Chairman of the Board

 

October 28, 2015

Dave J. Pfanzelter

  

 

 

 

 

 

 

*

  

Director

 

October 28, 2015

Gary D. Cohee

  

 

 

 

 

 

 

*

  

Director

 

October 28, 2015

Dr. David Theno, Jr.

  

 

 

 

 

 

 

 

 

*

 

Director

 

October 28, 2015

William Otis

 

 

 

 

 

 

 

 

 

/s/ TOM Y. LEE

  

Director

 

October 28, 2015

Tom Y. Lee

 

 

*       /s/ HENRY R. LAMBERT

Henry R. Lambert

Attorney-in-Fact

 

  

 

 

 

 

 

 

 

 

 


 

EXHIBIT INDEX

 

 

 

 

Exhibit

No.

  

Description

 

 

24.1 *

  

Power of Attorney

 

*

Previously filed.