* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The reporting person is a party to a Securities Purchase and Option Agreement dated December 15, 2006 by and among David Brown, James O. Pohlad, Robert C. Pohlad and William M. Pohlad ("Brown Agreement") by which the reporting person is required to purchase certain shares as more fully described therein. A copy of the Brown Agreement can be found as an exhibit to the reporting person's Schedule 13D, as amended. |
(2) |
The reporting person is a party to a Securities Purchase and Option Agreement dated December 19, 2005 by and among Scott A. Montgomery, James O. Pohlad, Robert C. Pohlad and William M. Pohlad ("Montgomery Agreement") by which the reporting person is required to purchase certain shares of common stock as more fully described therein. A copy of the Montgomery Agreement can be found as an exhibit to the reporting person's Schedule 13D, as amended. |
(3) |
Each share of the Series A Convertible Perpetual Preferred Stock results from a conversion of equal shares of National Mercantile Bancorp Series B Convertible Perpetual Preferred Stock pursuant to a merger agreement between National Mercantile Bancorp and FCB Bancorp, dated June 15, 2006. |
(4) |
The Series A Convertible Perpetual Preferred Stock is convertible into such number of shares of common stock of the Company as is equal to the liquidation amount divided by the conversion price as was set for the Series B Convertible Perpetual Preferred Stock prior to the merger. |
(5) |
No date. |
(6) |
Exercisable immediately |