December 31, 2016
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(Date of Event Which Requires Filing of this Statement)
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CUSIP No.: 963025101
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1
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NAME OF REPORTING PERSON
Corbin Capital Partners Group, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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5
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SOLE VOTING POWER
0
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NUMBER OF SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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6
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SHARED VOTING POWER
3,954,091
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
3,954,091
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,954,091
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.7%*
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12
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TYPE OF REPORTING PERSON
OO
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* |
All percentages of Common Stock outstanding contained herein are based on 67,964,916 shares of Common Stock outstanding, as reported on the Issuer’s Form 10-Q, filed November 9, 2016, plus 50,000 shares of Series B Preferred Stock beneficially owned by the reporting persons and convertible into 250,000 shares of Common Stock and 80,000 shares of Series D Preferred Stock beneficially owned by the reporting persons and convertible into 169,600 shares of Common Stock.
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CUSIP No.: 963025101
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1
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NAME OF REPORTING PERSON
Corbin Capital Partners, L.P.
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|
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
|
3
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SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
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5
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SOLE VOTING POWER
0
|
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NUMBER OF SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
6
|
SHARED VOTING POWER
3,954,091
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
3,954,091
|
|
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,954,091
|
|
10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
|
|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.7%
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12
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TYPE OF REPORTING PERSON
IA
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CUSIP No.: 963025101
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1
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NAME OF REPORTING PERSON
Fort George Investments, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
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3
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SEC USE ONLY
|
|
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
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5
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SOLE VOTING POWER
0
|
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NUMBER OF SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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6
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SHARED VOTING POWER
3,619,291
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7
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SOLE DISPOSITIVE POWER
0
|
|
8
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SHARED DISPOSITIVE POWER
3,619,291
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,619,291
|
|
10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
|
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.3%
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12
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TYPE OF REPORTING PERSON
OO
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CUSIP No.: 963025101
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Item 1(a)
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NAME OF ISSUER:
Wheeler Real Estate Investment Trust, Inc.
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Item 1(b)
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ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
2529 Virginia Beach Blvd., Suite 200
Virginia Beach, VA 23452
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ITEM 2(a)-(c)
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NAME, PRINCIPAL BUSINESS ADDRESS AND CITIZENSHIP OF PERSONS FILING:
Corbin Capital Partners Group, LLC
590 Madison Avenue, 31st Floor
New York, New York 10022,
which is a Delaware limited liability company.
Corbin Capital Partners, L.P.
590 Madison Avenue, 31st Floor
New York, New York 10022,
which is a Delaware limited partnership.
Fort George Investments, LLC
c/o Corbin Capital Partners, L.P.
590 Madison Avenue, 31st Floor
New York, New York 10022,
which is a Delaware limited liability company.
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ITEM 2(d)
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TITLE OF CLASS OF SECURITIES:
Common Stock, par value $0.01 per share
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ITEM 2(e)
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CUSIP NO.:
963025101
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CUSIP No.: 963025101
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ITEM 3.
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IF THIS STATEMENT IS FILED PURSUANT TO §240.13d-1(b) or §240.13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:
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(a)
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☐ |
Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78c).
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(b)
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☐ |
Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c).
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(c)
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☐ |
Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c).
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(d)
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Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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☐ |
A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
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(h)
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☐ |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐ |
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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☐ |
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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CUSIP No.: 963025101
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ITEM 4.
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OWNERSHIP
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount beneficially owned:
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Corbin Capital Partners Group, LLC – 3,954,091
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Corbin Capital Partners, L.P. – 3,954,091
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Fort George Investments, LLC – 3,619,291
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(b)
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Percent of class:
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Corbin Capital Partners Group, LLC – 5.7%
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Corbin Capital Partners, L.P. – 5.7%
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Fort George Investments, LLC – 5.3%
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote
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Corbin Capital Partners Group, LLC – 0
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Corbin Capital Partners, L.P. – 0
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Fort George Investments, LLC – 0
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(ii)
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Shared power to vote or direct the vote
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Corbin Capital Partners Group, LLC – 3,954,091
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Corbin Capital Partners, L.P. – 3,954,091
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Fort George Investments, LLC – 3,619,291
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(iii)
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Sole power to dispose or to direct the disposition of
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Corbin Capital Partners Group, LLC – 0
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Corbin Capital Partners, L.P. – 0
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Fort George Investments, LLC – 0
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(iv)
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Shared power to dispose or to direct the disposition of
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Corbin Capital Partners Group, LLC – 3,954,091
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Corbin Capital Partners, L.P. – 3,954,091
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Fort George Investments, LLC – 3,619,291
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ITEM 5.
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OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.
N/A
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CUSIP No.: 963025101
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ITEM 6.
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OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item, and if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
N/A
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ITEM 7.
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IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON
If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary.
N/A
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ITEM 8.
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IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
If a group has filed this schedule, pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group.
N/A
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ITEM 9.
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NOTICE OF DISSOLUTION OF GROUP
Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5.
N/A
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ITEM 10.
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CERTIFICATION
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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Corbin Capital Partners Group, LLC
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By:
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/s/ Anthony J. Anselmo
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Name:
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Anthony J. Anselmo
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Title:
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Authorized Signatory
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Corbin Capital Partners, L.P.
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By:
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/s/ Anthony J. Anselmo
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Name:
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Anthony J. Anselmo
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Title:
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Chief Operating Officer
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Fort George Investments, LLC
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By:
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Corbin Capital Partners Management, LLC, its managing member
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By:
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/s/ Anthony J. Anselmo
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Name:
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Anthony J. Anselmo
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Title:
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Chief Operating Officer
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Corbin Capital Partners Group, LLC
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By:
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/s/ Anthony J. Anselmo
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Name:
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Anthony J. Anselmo
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Title:
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Authorized Signatory
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Corbin Capital Partners, L.P.
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By:
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/s/ Anthony J. Anselmo
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Name:
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Anthony J. Anselmo
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Title:
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Chief Operating Officer
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Fort George Investments, LLC
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By:
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Corbin Capital Partners Management, LLC, its managing member
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By:
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/s/ Anthony J. Anselmo
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Name:
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Anthony J. Anselmo
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Title:
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Chief Operating Officer
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