UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
(RULE 14a-101)
SCHEDULE 14A INFORMATION
PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934
Filed by the Registrant [ ]
Filed by a Party other than the Registrant [x]
Check the appropriate box:
| [ ] |
Preliminary Proxy Statement
| [ ] |
Confidential, for Use of the Commission Only (as permitted by Rule
14a-6(e)(2))
| [ ] |
Definitive Proxy Statement
| [ ] |
Definitive Additional Materials
| [X] |
Soliciting Material Under Rule 14a-12
CLST Holdings, Inc.
17304 Preston Road, Suite 420, Dallas, Texas, 75252
(NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
The Red Oak Fund, LP, a Delaware limited partnership;
Pinnacle Fund, LLLP, a Colorado limited liability limited partnership;
Bear Market Opportunity Fund, L.P., a Delaware limited partnership;
Pinnacle Partners, LLC, a Colorado limited liability company;
Red Oak Partners, LLC, a New York limited liability company;
David Sandberg.
(NAME OF PERSON(S) FILING PROXY STATEMENT, IF OTHER THAN THE REGISTRANT)
Payment of Filing Fee (Check the appropriate box):
| [x] |
No fee required.
| [ ] |
Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and
0-11.
| (1) |
Title of each class of securities to which transaction applies:
| (2) |
Aggregate number of securities to which transaction applies:
| (3) |
Per unit price or other underlying value of transaction
computed pursuant to Exchange Act Rule 0-11 (set forth the
amount on which the filing fee is calculated and state how it
was determined):
| (4) |
Proposed maximum aggregate value of transaction:
| (5) |
Total fee paid:
| [ ] |
Fee paid previously with preliminary materials:
| [ ] |
Check box if any part of the fee is offset as provided by
Exchange Act Rule 0 11(a)(2) and identify the filing for which
the offsetting fee was paid previously. Identify the previous
filing by registration statement number, or the Form or
Schedule and the date of its filing.
| (1) |
Amount Previously Paid:
| (2) |
Form, Schedule or Registration Statement No.:
| (3) |
Filing Party:
| (4) |
Date Filed:
On September 22, Red Oak Partners issued a shareholder list request as of the September 25th record date for the upcoming annual meeting to CLST Holdings, Inc., for the purpose of soliciting proxies at the 2009 Annual Meeting, and to communicate with shareholders. The letter is attached as Exhibit A. Red Oak’s stock certificate referenced in the letter is attached as E xhibit B.