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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to Buy) (4) | $ 36.45 | 04/09/2012 | M | 4,500 | (5) | 04/09/2018 | Common Stock, $1 par value | 4,500 | $ 0 | 0 | D | ||||
Option (Right to Buy) (4) | $ 60.08 | 04/09/2012 | M | 2,199 | (6) | 04/06/2020 | Common Stock, $1 par value | 2,199 | $ 0 | 13,301 | D | ||||
Option (Right to Buy) (4) | $ 60.08 | 04/10/2012 | M | 5,551 | (6) | 04/06/2020 | Common Stock, $1 par value | 5,551 | $ 0 | 7,750 | D | ||||
Option (Right to Buy) (4) | $ 64.97 | 04/10/2012 | M | 3,475 | (7) | 04/07/2021 | Common Stock, $1 par value | 5,551 | $ 0 | 10,425 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MURRY PAUL THOMAS C/O CALVIN KLEIN, INC. 205 WEST 39TH STREET NEW YORK, NY 10018 |
President & CEO, Calvin Klein |
Paul Thomas Murry | 04/11/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 2,125 restricted stock units. The restricted stock units were reported as directly owned shares at the time they were granted. |
(2) | Includes 15,589 shares of Common Stock subject to awards of restricted stock units. |
(3) | This price is a weighted average price. The sales occurred at prices from $91.00 to $91.03. The reporting person will provide to the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
(4) | All options exercisable for shares of Issuer's Common Stock, $1 par value. |
(5) | This was part of a grant of 18,000 options. Options to acquire 4,500 shares became exercisable on each of 4/9/09, 4/9/10, 4/9/11 and 4/9/12. |
(6) | This was part of a grant of 15,500 options. Options to acquire 3,875 shares became exercisable on 4/6/11 and 4/6/12 and options to acquire a further 3,875 shares become exercisable on each of 4/6/13 and 4/6/14. |
(7) | This was part of a grant of 13,900. Options to acquire 3,475 shares became exercisable on 4/7/12. |