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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Option (Right to Buy) (7) | $ 14.92 | 10/08/2010 | M | 7,500 | (8) | 04/22/2012 | Common Stock, $1 par value. | 7,500 | $ 0 | 0 | D | ||||
| Option (Right to Buy) (7) | $ 12.34 | 10/08/2010 | M | 12,136 | (9) | 04/02/2013 | Common Stock, $1 par value. | 12,136 | $ 0 | 0 | D | ||||
| Option (Right to Buy) (7) | $ 19.1 | 10/08/2010 | M | 55,300 | (10) | 04/27/2014 | Common Stock, $1 par value. | 55,300 | $ 0 | 0 | D | ||||
| Option (Right to Buy) (7) | $ 25.88 | 10/08/2010 | M | 28,400 | (11) | 05/02/2015 | Common Stock, $1 par value. | 28,400 | $ 0 | 16,600 | D | ||||
| Option (Right to Buy) (7) | $ 25.88 | 10/11/2010 | M | 16,600 | (11) | 05/02/2015 | Common Stock, $1 par value. | 16,600 | $ 0 | 0 | D | ||||
| Option (Right to Buy) (7) | $ 35.63 | 10/11/2010 | M | 45,000 | (12) | 01/17/2016 | Common Stock, $1 par value. | 45,000 | $ 0 | 0 | D | ||||
| Option (Right to Buy) (7) | $ 38.98 | 10/11/2010 | M | 98,500 | (13) | 03/27/2016 | Common Stock, $1 par value. | 98,500 | $ 0 | 36,500 | D | ||||
| Option (Right to Buy) (7) | $ 38.98 | 10/12/2010 | M | 36,500 | (13) | 03/27/2016 | Common Stock, $1 par value. | 36,500 | $ 0 | 0 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| SIRKIN ALLEN E C/O PHILLIPS-VAN HEUSEN CORPORATION 200 MADISON AVENUE NEW YORK, NY 10016 |
President & COO | |||
| Allen E. Sirkin | 10/12/2010 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Includes 122,808 shares of Common Stock subject to awards of restricted stock units. |
| (2) | This transaction was executed in multiple trades of ranges from $63.40 to $63.87. The price reported is a weighted average price. The reporting person will provide to the Issuer, or to the SEC staff, upon request, information regarding the number of shares shold at each price within the range. |
| (3) | This transaction was executed in multiple trades of ranges from $63.25 to $63.69. The price reported is a weighted average price. The reporting person will provide to the Issuer, or to the SEC staff, upon request, information regarding the number of shares shold at each price within the range. |
| (4) | This transaction was executed in multiple trades of ranges from $62.75 to $63.22. The price reported is a weighted average price. The reporting person will provide to the Issuer, or to the SEC staff, upon request, information regarding the number of shares shold at each price within the range. |
| (5) | This transaction was executed in multiple trades of ranges from $62.12 to $62.74. The price reported is a weighted average price. The reporting person will provide to the Issuer, or to the SEC staff, upon request, information regarding the number of shares shold at each price within the range. |
| (6) | This transaction was executed in multiple trades of ranges from $61.50 to $62.47. The price reported is a weighted average price. The reporting person will provide to the Issuer, or to the SEC staff, upon request, information regarding the number of shares shold at each price within the range. |
| (7) | All options exercisable for shares of Issuer's Common Stock, $1 par value. |
| (8) | This was part of a grant of 30,000 options, 7,500 of which vested on each of 4/22/03, 4/22/04, 4/22/05 and 4/22/06. |
| (9) | This was part of a grant of 30,000 options, 7,500 of which vested on each of 4/2/04, 4/2/05, 4/2/06 and 4/2/07. |
| (10) | This was part of a grant of 60,000 options, 15,000 of which vested on each of 4/27/05, 4/27/06, 4/27/07 and 4/27/08. |
| (11) | This was part of a grant of 45,000 options, 11,250 of which vested on each of 5/2/06, 5/2/07, 5/2/08 and 5/2/09. |
| (12) | This was part of a grant of 45,000 options, 11,250 of which vested on each of 1/17/07, 1/17/08, 1/17/09 and 1/17/10. |
| (13) | This was part of a grant of 135,000 options, 15,000 of which vested on 9/27/06 and 60,000 of which vested on each of 3/27/08 and 3/27/09. |