UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | 05/15/2004 | 05/15/2010 | Common Stock | 2,100 | $ 4 | D | Â |
Stock Option (Right to Buy) | 12/28/2003 | 12/28/2010 | Common Stock | 33,812 | $ 4.1719 | D | Â |
Stock Option (Right to Buy) | 12/13/2005 | 12/13/2012 | Common Stock | 640 | $ 6.495 | D | Â |
Stock Option (Right to Buy) | Â (2) | 02/21/2012 | Common Stock | 12,928 | $ 6.775 | D | Â |
Stock Option (Right to Buy) | Â (3) | 02/13/2013 | Common Stock | 416 | $ 7.66 | D | Â |
Stock Option (Right to Buy) | 02/12/2007 | 02/12/2014 | Common Stock | 2,028 | $ 14.12 | D | Â |
Stock Option (Right to Buy) | Â (4) | 03/09/2015 | Common Stock | 676 | $ 23.655 | D | Â |
Stock Option (Right to Buy) | Â (5) | 02/21/2017 | Common Stock | 464 | $ 30.51 | D | Â |
Stock Option (Right to Buy) | Â (6) | 02/28/2017 | Common Stock | 2,237 | $ 29.61 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BAILEY BETH A 2103 RESEARCH FOREST DRIVE THE WOODLANDS, TX 77380 |
 |  |  EXECUTIVE VICE PRESIDENT |  |
Beth A. Bailey | 09/27/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 679.6617 shares held in the ESPP and 100 shares owned jointly with spouse. |
(2) | The option was granted on 02/21/2002 and vested on 02/21/2003, 02/21/2004, 02/21/2005 and 02/21/2006 in four equal installments. |
(3) | The option to purchase 416 shares was granted on 02/13/2003. The option vests in 7 years but may vest in 3 years if the reporting person has held continously for 3 years. |
(4) | The option to purchase 676 shares was granted on 03/09/2005. The option vests in 7 years but may vest in 3 years if the reporting person has held continuously for 3 years. |
(5) | The option to purchase 464 shares was granted on 02/21/2007. The option vests in 7 years but may vest in 3 years if the reporting person has held continuously for 3 years. |
(6) | The option to purchase 2237 shares was granted on 02/28/2007. The option vests in 7 years but may vest in 3 years if the reporting person has held continuously for 3 years. |