Form 8-A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES

EXCHANGE ACT OF 1934

HSBC HOLDINGS PLC

(Exact Name of Registrant as Specified in its Charter)

 

England and Wales   None

(State or Other Jurisdiction

of Incorporation or

Organization)

 

(I.R.S. Employer

Identification No.)

8 Canada Square

London E14 5HQ

United Kingdom

(Address of Principal Executive Offices)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class to be so registered

 

Name of each exchange on which

each class is to be registered

4.00% Senior Unsecured Notes Due 2022   New York Stock Exchange

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ¨

Securities Act registration statement file number to which this form relates: 333-108288

Securities to be registered pursuant to Section 12(g) of the Act:

None

(Title of Class)

 

 

 


INFORMATION REQUIRED IN REGISTRATION STATEMENT

On March 22, 2012, HSBC Holdings plc (the Registrant) filed with the Securities and Exchange Commission (the Commission) a Registration Statement on Form F-3 (File No. 333-108288) (the Registration Statement) relating, among other securities, to senior debt securities of the Registrant.

On March 22, 2012, the Registrant filed with the Commission pursuant to Rule 415 under the Securities Act of 1933, as amended (the Securities Act) the base prospectus dated March 22, 2012, as supplemented by the prospectus supplement dated March 27, 2012 (the Prospectus and the Prospectus Supplement, respectively). The Prospectus and the Prospectus Supplement are incorporated herein by reference to the extent set forth below.

 

Item 1. Description of Registrant’s Securities to be Registered.

Reference is made to the information set forth on pages 11 through 23 (under “Description of Debt Securities”) of the Prospectus, pages 38 through 46 of the Prospectus (under “Taxation”) and pages S-7 through S-8 (under “Description of Notes”) of the Prospectus Supplement, all of which information is incorporated by reference in this registration statement.

 

Item 2. Exhibits.

The following exhibits shall be, or have been, filed with the New York Stock Exchange, Inc. or the Securities and Exchange Commission:

 

  1. Indenture dated August 26, 2009 by and among HSBC Holdings plc, The Bank of New York Mellon, as trustee, and HSBC Bank USA, N.A., as paying agent, registrar and exchange rate agent (incorporated herein by reference to Exhibit 4.1(c) to HSBC Holdings plc’s Post Effective Amendment No. 1 to Registration Statement on Form F-3 (File No. 333-158065) dated April 16, 2010).

 

  2. Senior Notes (global registered form).

 

  3. Resolutions of the Board of Directors of the Registrant providing for the issuance of the Senior Unsecured Notes.

 

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SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Registrant: HSBC Holdings plc
By:   /s/ Douglas Flint
Name:   Douglas Flint
Title:   Group Chairman

Date: March 29, 2012

 

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