Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 10, 2010

 

 

PRUDENTIAL FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

 

 

 

New Jersey   001-16707   22-3703799

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

751 Broad Street

Newark, New Jersey 07102

(Address of principal executive offices and zip code)

(973) 802-6000

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 

 

Item 8.01 Other Events.

On November 10, 2010, the Company issued a news release announcing the commencement of a public offering of $1.0 billion of its Common Stock. A copy of the news release is attached hereto as Exhibit 99.0.

 

Item 9.01 Financial Statements and Exhibits.

 

(d)    Exhibits.   
   99.0    News release of Prudential Financial, Inc., dated November 10, 2010, announcing the commencement of a public offering of its Common Stock.


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: November 10, 2010

 

PRUDENTIAL FINANCIAL, INC.
By:  

/S/    BRIAN J. MORRIS        

Name:   Brian J. Morris
Title:   Vice President and Assistant Secretary


 

Exhibit Index

 

Exhibit

No.

  

Description

99.0    News release of Prudential Financial, Inc., dated November 10, 2010, announcing the commencement of a public offering of its Common Stock.