rbs201310096k.htm
 
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549

 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
 
For October 09, 2013
 
Commission File Number: 001-10306

 
The Royal Bank of Scotland Group plc

 
RBS, Gogarburn, PO Box 1000
Edinburgh EH12 1HQ

 
(Address of principal executive offices)
 
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F X
  
Form 40-F ___
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):_________

 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):_________


Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.


Yes
   ___
No X
 
 
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ________

 
 
The following information was issued as a Company announcement in London, England and is furnished pursuant to General Instruction B to the General Instructions to Form 6-K:

 
 

 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
Information provided on this form must be typed or printed electronically and provided to an ris.
 
Date: 9 October 2013
 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
The Royal Bank of Scotland Group plc 2007 Sharesave Plan
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
16,043,403
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
6,171
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
16,037,232
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
The Royal Bank of Scotland Group plc 2007 Irish Sharesave Plan
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
1,432,618
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
119
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
1,432,499
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
The Royal Bank of Scotland Group plc 1997 Sharesave Scheme
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
6,817,920
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
0
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
6,817,920
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
The Royal Bank of Scotland Group plc 2007 Executive Share Option Plan
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
16,270,755
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
1,933,971
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
14,336,784
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
The Royal Bank of Scotland Group plc 1999 Executive Share Option Scheme
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
5,342,057
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
0
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
5,342,057
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
The Royal Bank of Scotland Group plc Medium-term Performance Plan
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
1,222,346
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
231,205
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
991,141
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
The Royal Bank of Scotland Group plc Employee Share Ownership Plan
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
3,436,774
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
0
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
3,436,774
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
The Royal Bank of Scotland Group plc Option 2000 Scheme
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
1,369,440
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
0
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
1,369,440
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
National Westminster Bank Group 1994 Executive Share Option Scheme
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
282,699
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
0
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
282,699
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
The 1999 NatWest Group Sharesave Scheme
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
640,397
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
0
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
640,397
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
First Active plc 1998 SAYE Scheme
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
74,383
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
0
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
74,383
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
First Active plc 2001 SAYE Scheme
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
64,476
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
0
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
64,476
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
First Active plc 1998 Share Option Scheme
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
73,565
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
0
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
73,565
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
First Active plc 2002 Approved Share Option Scheme
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
69,265
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
0
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
69,265
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
The Royal Bank of Scotland Group plc 2010 Deferral Plan
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
19,774,483
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
3,709,985
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
16,064,498
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
The Royal Bank of Scotland Group plc 2010 Long Term Incentive Plan
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
22,362,352
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
8,342,495
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
14,019,857
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 
Name of applicant:
The Royal Bank of Scotland Group plc
Name of scheme:
The Royal Bank of Scotland Group plc 2010 Company Share Option Plan (Option 2011)
Period of return:
From:
01 April 2013
To:
30 September 2013
Balance of unallotted securities under scheme(s) from previous return:
800,000
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
0
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
800,000
Name of contact:
Mr Peter Helmn
Telephone number of contact:
0131 556 8555
         

 


 
Signatures


 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.







 
 
Date: 09 October 2013
 
 
THE ROYAL BANK OF SCOTLAND GROUP plc (Registrant)
 
 
 
By:
/s/ Jan Cargill
 
 
Name:
Title:
Jan Cargill
Deputy Secretary