smartheat8k121213.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 10, 2013

SMARTHEAT INC.
(Exact name of registrant as specified in its charter)
 
Nevada
  
001-34246
  
98-0514768
(State or other Jurisdiction of Incorporation)
  
(Commission File Number)
  
(IRS Employer Identification No.)
 
A-1, 10, Street 7
Shenyang Economic and Technological Development Zone
Shenyang, China
  
110141
(Address of Principal Executive Offices)
  
(Zip Code)

Registrant’s telephone number, including area code: (86) 24-2519-7699

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
Item 5.07 Submission of Matters to a Vote of Security Holders

SmartHeat Inc., a Nevada corporation (the “Company”), held its annual meeting of stockholders on December 10, 2013 at 1:00 p.m., local China time. All of the Company’s nominated directors were elected and the all of the proposals considered were approved. The final voting results were as follows:

   
For
    
Withheld
  
Abstain
  
Broker
Non-Votes
  
(1) Election of Directors
                
1,482,773
  
(a) Oliver Bialowons
  
3,257,645
    
410,903
                
(b) Kenneth Scipta
  
3,230,352
    
438,196
                
(c) Qingtai Kong
  
3,604,106
    
64,442
                
(d) Xin Li
  
3,604,506
    
64,042
                
(e) Weiguo Wang
  
3,604,406
    
64,142
                
   
For
    
Against
  
Abstain
  
Broker
Non-Votes
  
(2) To ratify the appointment of Goldman Kurland and Mohidin, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 20132.
  
 
4,523,920
    
237,277
      
390,124
        
(3) To approve the amendments to the Credit and Security Agreement dated July 27, 2012, by and between the Company and Northtech Holdings, Inc., executed on December 21, 2012, and July 27, 2013.
  
3,622,167
    
33,644
      
12,737
    
1,482,773
  
(6) To approve the restructuring actions undertaken by the Company is fiscal year 2012.
  
3,135,079
    
44,757
  
388,712
  
1,482,773
  

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

None.
 
 
 
 
 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
SMARTHEAT INC.
 
(Registrant)
Date:
December 11, 2013
  
By:
/s/ Oliver Bialowons
 
Name:
Oliver Bialowons
 
Title:
President