UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Preferred Stock | Â (2) | Â (2) | Common Stock | 1,579,954 | $ (2) | D | Â |
Series B Preferred Stock | Â (2) | Â (2) | Common Stock | 4,569,443 | $ (2) | D | Â |
Series B Preferred Stock | Â (2) | Â (2) | Common Stock | 33,580 | $ (2) | I | See footnote (1) |
Series C Preferred Stock | Â (2) | Â (2) | Common Stock | 465,672 | $ (2) | D | Â |
Series C Preferred Stock | Â (2) | Â (2) | Common Stock | 34,847 | $ (2) | I | See footnote (1) |
Employee Stock Option (right to buy) | Â (3) | 01/24/2017 | Common Stock | 935,782 | $ 1.9 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 12/02/2019 | Common Stock | 1,053,235 | $ 3.8 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
COURTOT PHILIPPE F C/O QUALYS, INC. 1600 BRIDGE PARKWAY REDWOOD CITY, CA 94065 |
 X |  X |  Chairman, President & CEO |  |
/s/ Bruce K. Posey, by power of attorney | 09/27/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares held directly by the Reporting Person's spouse. |
(2) | Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock shall automatically convert into Common Stock on a 1-for-1 basis upon the completion of the Issuer's initial public offering of Common Stock and has no expiration date. |
(3) | The option is fully vested and immediately exercisable. |
(4) | The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on February 25, 2011 and one forty-eighth of the shares vest monthly thereafter. |
 Remarks: Exhibit 24 - Power of Attorney |