1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Director Stock Option (Right to Buy)
(1)
(2)
|
Â
(3)
|
07/27/2011 |
Series B Common Stock
|
1,542
|
$
19.0164
|
D
|
Â
|
Director Stock Option (Right to Buy)
(1)
(2)
|
Â
(3)
|
05/08/2012 |
Series B Common Stock
|
1,439
|
$
22.7155
|
D
|
Â
|
Director Stock Option (Right to Buy)
(1)
(2)
|
Â
(3)
|
05/13/2013 |
Series B Common Stock
|
1,816
|
$
22.7756
|
D
|
Â
|
Director Stock Option (Right to Buy)
(1)
(2)
|
Â
(3)
|
05/11/2014 |
Series B Common Stock
|
1,224
|
$
28.7
|
D
|
Â
|
Director Stock Option (Right to Buy)
(1)
(2)
|
Â
(3)
|
05/10/2015 |
Series B Common Stock
|
1,544
|
$
23.5675
|
D
|
Â
|
Director Stock Option (Right to Buy)
(1)
(2)
|
Â
(3)
|
05/09/2016 |
Series B Common Stock
|
1,323
|
$
18.004
|
D
|
Â
|
Director Stock Option (Right to Buy)
(1)
(2)
|
Â
(3)
|
05/08/2017 |
Series B Common Stock
|
1,134
|
$
20.2695
|
D
|
Â
|
Restricted Stock Units (Time-Based)
(1)
(2)
|
Â
(4)
|
Â
(4)
|
Series A Common Stock
|
3,591
(5)
|
$
(5)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Mr. Caldera, the Reporting Person, served as a director of Belo Corp. from July 2001 to February 2008 and as a director of A. H. Belo Corporation, the Issuer, from December 2007 to January 2009. |
(2) |
Reflects derivative securities (exercisable for or settled in the Issuer's common stock) issued in connection with the spin-off of the Issuer from Belo Corp. pursuant to the anti-dilution adjustment provisions of previously outstanding awards. |
(3) |
All options are currently exercisable. |
(4) |
These time-based restricted stock units (RSUs) are 100% vested and will settle within 10 business days following July 23, 2011 (three years from the date of award). |
(5) |
Each RSU represents a contingent right to receive the value of one share of the Issuer's Series A Common Stock. RSUs are payable in the form of 60% in shares of the Issuer's Series A Common Stock and 40% in cash, valued as of the date of settlement. |