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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Director Stock Option (Right to Buy) (1) (2) | $ 23.4322 | (3) | 05/12/2009 | Series B Common Stock | 982 | 982 | D | ||||||||
Director Stock Option (Right to Buy) (1) (2) | $ 16.5404 | (3) | 05/10/2010 | Series B Common Stock | 1,495 | 1,495 | D | ||||||||
Director Stock Option (Right to Buy) (1) (2) | $ 19.1092 | (3) | 08/01/2010 | Series B Common Stock | 532 | 532 | D | ||||||||
Director Stock Option (Right to Buy) (1) (2) | $ 18.0741 | (3) | 05/09/2011 | Series B Common Stock | 2,473 | 2,473 | D | ||||||||
Director Stock Option (Right to Buy) (1) (2) | $ 22.7155 | (3) | 05/08/2012 | Series B Common Stock | 2,879 | 2,879 | D | ||||||||
Director Stock Option (Right to Buy) (1) (2) | $ 22.7756 | (3) | 05/13/2013 | Series B Common Stock | 1,816 | 1,816 | D | ||||||||
Director Stock Option (Right to Buy) (1) (2) | $ 28.7 | (3) | 05/11/2014 | Series B Common Stock | 1,224 | 1,224 | D | ||||||||
Director Stock Option (Right to Buy) (1) (2) | $ 23.5675 | (3) | 05/10/2015 | Series B Common Stock | 1,544 | 1,544 | D | ||||||||
Director Stock Option (Right to Buy) (1) (2) | $ 18.004 | (3) | 05/09/2016 | Series B Common Stock | 1,323 | 1,323 | D | ||||||||
Director Stock Option (Right to Buy) (1) (2) | $ 20.2695 | (3) | 05/08/2017 | Series B Common Stock | 1,134 | 1,134 | D | ||||||||
Restricted Stock Units (Time-Based) (1) (2) | (4) | (5) | (5) | Series A Common Stock | 441 (4) | 441 | D | ||||||||
Restricted Stock Units (Time-Based) (1) (2) | (4) | (6) | (6) | Series A Common Stock | 346 (4) | 346 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WILLIAMS J MCDONALD P.O. BOX 224866 DALLAS, TX 75222-4866 |
X |
Kay F. Stockler, Attorney-In-Fact | 05/30/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | VOLUNTARY REPORT TO DISCLOSE SECURITIES ISSUED IN CONNECTION WITH THE SPIN-OFF OF THE ISSUER BY BELO CORP. |
(2) | Reflects derivative securities (exercisable for or settled in the Issuer's common stock) held as a result of the spin-off of the Issuer from Belo Corp. pursuant to the anti-dilution adjustment provisions of previously outstanding awards. |
(3) | All options are currently exercisable. |
(4) | Each restricted stock unit represents a contingent right to receive the value of one share of A. H. Belo Corporation Series A Common Stock. RSUs are payable in the form of 60% in shares of A. H. Belo Corporation Series A Common Stock and 40% in cash, valued as of the date of settlement. |
(5) | These time-based restricted stock units are fully vested and are settled within 10 business days following the 2009 annual meeting of A. H. Belo Corporation shareholders. |
(6) | These time-based restricted stock units are fully vested and are settled within 10 business days following the 2010 annual meeting of A. H. Belo Corporation shareholders. |