1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(1)
|
07/01/2013 |
Common Stock
|
2,500
|
$
12.91
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(2)
|
10/01/2013 |
Common Stock
|
1,750
|
$
14.6
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
07/01/2013 |
Common Stock
|
2,500
|
$
12.91
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
10/01/2013 |
Common Stock
|
1,750
|
$
14.6
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option became exercisable as to 825 shares on July 1, 2004, 825 shares on July 1, 2005 and 850 shares on July 1, 2006. |
(2) |
The option became exercisable as to 577 shares on October 1, 2004 and 577 shares on October 1, 2005. The option becomes exercisable as to the remaining 596 shares on October 1, 2006. |
(3) |
The option became exercisable as to 825 shares on November 10, 2004. The option becomes exercisable as to 825 shares on October 1, 2006 and the remaining 850 shares on October 1, 2006, subject to Spectrum Brands' achievement of certain performance goals in 2006 and, if such goals are not achieved, such option will become exercisable as to the final 850 shares on October 1, 2007. |
(4) |
The option became exercisable as to 578 on October 1, 2004. The option becomes exercisable as to 577 shares on October 1, 2006 and the remaining 595 shares on October 1, 2006, subject to Spectrum Brands' achievement of certain performance goals in 2006 and, if such goals are not achieved, such option will become exercisable as to the final 595 shares on October 1, 2007. |