|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 4.47 | 08/14/2013 | X | 2,500 | (1) | 08/20/2020 | Common Stock, $.01 Par Value | 2,500 | $ 0 | 2,500 | D | ||||
Stock Option (Right to Buy) | $ 3.3 | 08/14/2013 | X | 1,000 | (2) | 02/16/2022 | Common Stock, $.01 Par Value | 1,000 | $ 0 | 2,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
AKERS NORMA R. 319 S. SHERIDAN BLVD. LAKEWOOD, CO 80226 |
X |
/s/ Robert J. Fenton, attorney-in-fact | 08/16/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 5,000 Stock Options were granted to the Reporting Person on August 20, 2010 which vested over 12 equal monthly installments beginning September 20, 2010. On August 14, 2013, 2,500 Stock Options were exercised and the 2,500 shares of Common Stock issued was simultaneously sold at $7.75 per share. As a result, 2,500 fully-vested Stock Options are still held by the Reporting Person exercisable at $4.47 per share. |
(2) | 3,000 Stock Options were granted to the Reporting Person on February 16, 2012 which are vesting over 48 equal monthly installments beginning March 16, 2012. On August 14, 2013, 1,000 Stock Options were exercised and the 1,000 shares of Common Stock issued was simultaneously sold at $7.75 per share. As a result, 2,000 Stock Options are still held by the Reporting Person exercisable at $3.30 per share. |