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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GUND GORDON 14 NASSAU STREET PRINCETON, NJ 08542 |
See Remark Section | |||
Gund Grant 14 NASSAU STREET PRINCETON, NJ 08542 |
See Remark Section | |||
Gund Llura L 14 NASSAU STREET PRINCETON, NJ 08542 |
See Remark Section | |||
Gund G Zachary 14 NASSAU STREET PRINCETON, NJ 08542 |
See Remark Section | |||
Watson Richard 14 NASSAU STREET PRINCETON, NJ 08542 |
See Remark Section | |||
Dent Rebecca H 14 NASSAU STREET PRINCETON, NJ 08542 |
See Remark Section | |||
Barrows Gail 14 NASSAU STREET PRINCETON, NJ 08542 |
See Remark Section | |||
GUND GEORGE III 14 NASSAU STREET PRINCETON, NJ 08542 |
See Remark Section | |||
Gund CLAT Investments, LLC 14 NASSAU STREET PRINCETON, NJ 08542 |
See Remark Section |
Theodore W. Baker as Attorney in Fact | 11/29/2004 | |
**Signature of Reporting Person | Date | |
Theodore W. Baker as Attorney in Fact for Gordon Gund - Manager | 11/29/2004 | |
**Signature of Reporting Person | Date | |
Theodore W. Baker as Attorney in Fact | 11/29/2004 | |
**Signature of Reporting Person | Date | |
Theodore W. Baker as Attorney in Fact | 11/29/2004 | |
**Signature of Reporting Person | Date | |
Theodore W. Baker as Attorney in Fact | 11/29/2004 | |
**Signature of Reporting Person | Date | |
Theodore W. Baker as Attorney in Fact | 11/29/2004 | |
**Signature of Reporting Person | Date | |
Theodore W. Baker as Attorney in Fact | 11/29/2004 | |
**Signature of Reporting Person | Date | |
Theodore W. Baker as Attorney in Fact | 11/29/2004 | |
**Signature of Reporting Person | Date | |
Theodore W. Baker as Attorney in Fact | 11/29/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are owned by the Kelsey Laidlaw Gund Gift Trust and by Grant Gund and Rebecca H. Dent, as Trustees. |
(2) | These securities are owned by the Georgia Swift Gund Gift Trust and by G. Zachary Gund and Rebecca H. Dent, as Trustees. |
Remarks: The Reporting Persons include Llura L. Gund, Grant Gund, G. Zachary Gund, Gordon Gund, Richard L. Watson, Rebecca H. Dent, George Gund III, Gail Barrows and Gund CLAT Investments, LLC. The Reporting Persons, in the aggregate, beneficially own 6,330,450 shares of Common Stock of the Issuer or 10.49% of the outstanding shares of the Issuer's Common Stock. Neither the fact of this filing nor anything contained herein shall be deemed an admission by any of the Reporting Persons that a group exists within the meaning of the Securities Exchange Act of 1934, as amended. |