SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
-------------------------
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
November 8, 2002
(Date of earliest event reported)
vFINANCE, INC.
(Exact name of Registrant as specified in its charter)
Delaware 1-11454-03 58-1974423
(State of incorporation or (Commission File No.) (IRS Employer
organization) Identification No.)
3010 North Military Trail, Suite 300
Boca Raton, Florida 33431
(Address of principal executive offices)
(561) 981-1000
(Registrant's telephone number, including area code)
Item 9. Regulation FD Disclosure
Simultaneously with the filing of the Company's Quarterly
Report on Form 10-Q for the quarterly period ended September 30, 2002, the
Company furnished the Securities and Exchange Commission with the written
statements of the Chief Executive Officer and Chief Financial Officer of the
Company required by Section 906 of the Sarbanes-Oxley Act of 2002. Such
certifications are also being furnished herewith as Exhibits 99.1 and 99.2
pursuant to Regulation FD.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
vFINANCE, INC.
By: ___/s/ Leonard J. Sokolow________
Name: Leonard J. Sokolow
Title: Chief Executive Officer
Date: November 8, 2002
EXHIBIT INDEX
Exhibit Description
99.1 Certification of the Chief Executive Officer pursuant
to Section 906 of the Sarbanes-Oxley Act of 2002.
99.2 Certification of the Chief Financial Officer pursuant
to Section 906 of the Sarbanes-Oxley Act of 2002.