Himax Technologies, Inc.
|
(Name of Issuer)
|
Ordinary Shares, par value US$0.3 per share
|
(Title of Class of Securities)
|
43289P106
|
(CUSIP Number)
|
December 31, 2014
|
(Date of Event Which Requires Filing of this Statement)
|
CUSIP No. 43289P106
|
Page 2 of 9 Pages
|
1
|
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
|
|||
Biing-Seng Wu
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
|
||
(b) o
|
||||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Republic of China
|
||||
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
5
|
SOLE VOTING POWER
|
||
140,716 (See item 4)
|
||||
6
|
SHARED VOTING POWER
|
|||
71,049,528 (See item 4)
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|||
140,716 (See item 4)
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|||
71,049,528 (See item 4)
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
71,190,244 (See item 4)
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|||
20.8% (See item 4)
|
||||
12
|
TYPE OF REPORTING PERSON
|
|||
IN
|
CUSIP No. 43289P106
|
Page 3 of 9 Pages
|
1
|
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
|
|||
Sanfair Asia Investments Ltd.
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
|
||
(b) o
|
||||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
British Virgin Islands
|
||||
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
5
|
SOLE VOTING POWER
|
||
0
|
||||
6
|
SHARED VOTING POWER
|
|||
51,009,690
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|||
51,009,690
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
51,009,690
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|||
14.9%
|
||||
12
|
TYPE OF REPORTING PERSON
|
|||
CO
|
CUSIP No. 43289P106
|
Page 4 of 9 Pages
|
1
|
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
|
|||
Chi-Duan Investment Co. Ltd.
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
|
||
(b) o
|
||||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Republic of China
|
||||
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
5
|
SOLE VOTING POWER
|
||
0
|
||||
6
|
SHARED VOTING POWER
|
|||
20,039,838
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|||
20,039,838
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
20,039,838
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|||
5.9%
|
||||
12
|
TYPE OF REPORTING PERSON
|
|||
CO
|
Item 1(a).
|
Name of Issuer.
|
Item 1(b).
|
Address of Issuer’s Principal Executive Offices.
|
Item 2(a).
|
Name of Person Filing.
|
Item 2(b).
|
Address of Principal Business Office or, if None, Residence.
|
Item 2(c).
|
Citizenship.
|
Item 2(d).
|
Title of Class of Securities.
|
Item 2(e).
|
CUSIP Number.
|
Item 3.
|
If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
|
|
(a) o
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b) o
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
(c) o
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
|
(d) o
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
|
|
(e) o
|
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
(f) o
|
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
(g) o
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
|
(h) o
|
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
(i) o
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
|
|
(j) o
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
|
(k) o
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
Item 4.
|
Ownership.
|
Item 5.
|
Ownership of Five Percent or Less of the Class.
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person.
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
|
Item 8.
|
Identification and Classification of Members of the Group.
|
Item 9.
|
Notice of Dissolution of Group.
|
Item 10.
|
Certification.
|
By:
|
/s/ Biing-Seng Wu
|
||
Name:
|
Biing-Seng Wu
|
||
SANFAIR ASIA INVESTMENTS LTD.
|
|||
By:
|
/s/ Biing-Seng Wu
|
||
Name:
|
Biing-Seng Wu
|
||
Title:
|
Director
|
||
CHI-DUAN INVESTMENT CO. LTD.
|
|||
By:
|
/s/ Biing-Seng Wu
|
||
Name:
|
Biing-Seng Wu
|
||
Title:
|
Director
|
By:
|
/s/ Biing-Seng Wu
|
||
Name:
|
Biing-Seng Wu
|
||
SANFAIR ASIA INVESTMENTS LTD.
|
|||
By:
|
/s/ Biing-Seng Wu
|
||
Name:
|
Biing-Seng Wu
|
||
Title:
|
Director
|
||
CHI-DUAN INVESTMENT CO. LTD.
|
|||
By:
|
/s/ Biing-Seng Wu
|
||
Name:
|
Biing-Seng Wu
|
||
Title:
|
Director
|