UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Share Option (Right to Buy) (2) | 09/19/2013 | 09/19/2022 | Common Shares | 227 | $ 110.13 | D | Â |
Non-Qualified Share Option (Right to Buy) (2) | 09/19/2014 | 09/19/2022 | Common Shares | 227 | $ 110.13 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Amore John J 3 MORTON STREET STATEN ISLAND, NY 10306 |
 X |  |  |  |
/S/ SANJOY MUKHERJEE (Attorney-in-Fact) | 10/03/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These Common Shares are Restricted Common Shares granted under the Company's 2003 Non-Employee Director Plan. The Restricted Shares will vest on September 19, 2013 (454 shares); September 19, 2014 (454 shares) and September 19, 2015 (454 shares). Power of Attorney is attached as exhibit 24.1. |
(2) | These options were granted effective September 19, 2012, the date the Reporting Person was appointed to the Board of Directors, and are pursuant to the Shareholder approved 2009 Non-Employee Director Stock Option and Restricted Stock Plan. |