UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )
HMN FINANCIAL, INC.
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(Name of Issuer)
COMMON STOCK
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(Title of Class of Securities)
40424G108
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(CUSIP Number)
December 31, 2000
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(Date of Event Which Required Filing of this Statement)
Check the following box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[x] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP No. 40424G108 13G Page 2 of 5 Pages
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)
Roger P. Weise
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /x/
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Minnesota
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NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY 207,051
OWNED BY -------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING
PERSON 17,100
WITH -------------------------------------------------
7 SOLE DISPOSITIVE POWER
207,151
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8 SHARED DISPOSITIVE POWER
17,100
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
224,151
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.1%
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12 TYPE OF REPORTING PERSON*
IN
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[FN]
Does not include ESOP shares allocated for the year ended 2000.
Number is not yet available.
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 5
ITEM 1.
(a) Name of Issuer
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HMN Financial, Inc. (the "Corporation")
(b) Address of Issuer's Principal Executive Offices
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101 North Broadway
Spring Valley, Minnesota 55975
ITEM 2.
(a) Name of Person Filing
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Roger P. Weise
(b) Address of Principal Business Office or, if None,
Residence
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305 E. Hillcrest Dr.
Spring Valley, Minnesota 55975
(c) Citizenship
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(d) Title of Class of Securities
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Common stock, par value $.01 per share.
(e) CUSIP Number
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40424G108
ITEM 3.
Not applicable.
ITEM 4. Ownership
Number of shares beneficially owned is 224,131 shares,
which is 5.1% of the class. Number of shares with sole
power to vote or to dispose is 207,151 shares, and the
number of shares with shared voting power to vote or shared
power to dispose is 17,100.
ITEM 5. Ownership of Five Percent or Less of a Class
Not applicable.
ITEM 6. Ownership of More than Five Percent on Behalf of Another
Person.
Not applicable.
ITEM 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
Not applicable.
ITEM 8. Identification and Classification of Members of the Group
Not applicable.
ITEM 9. Notice of Dissolution of Group
Not applicable.
Page 3 of 5
ITEM 10. Certification
The following certificate shall be included if the statement is filed
pursuant to Rule 13d-1(d):
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer issuer of the securities
and were not acquired and are not held in connection with or as a
participant in any transaction having such purposes or effect.
Page 4 of 5
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
Date: February 14, 2001
By:/s/ Roger P. Weise
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Roger P. Weise
Page 5 of 5