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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Right (3) | $ 84.96 | 07/31/2017 | M | 23,000 | (4) | 03/26/2018 | Common Stock | 23,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Geagea Joseph C 6001 BOLLINGER CANYON ROAD SAN RAMON, CA 94583 |
Executive Vice President |
/s/ Christine L. Cavallo, Attorney-in-Fact for Joseph C. Geagea | 08/02/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On November 18, 2016, the reporting person received a distribution of 1,165 shares of common stock previously beneficially owned through the issuer's 401(k) plan. Between November 18, 2016 and July 31, 2017, the reporting person acquired an additional 34 shares of Chevron Corporation common stock pursuant to dividend reinvestment. |
(2) | Between August 16, 2016 and July 31, 2017, the reporting person acquired 813 shares of Chevron Corporation common stock under the Chevron Employee Savings Investment Plan, a 401(k) plan. |
(3) | This Stock Appreciation Right (SAR) was inadvertently labeled as a Non-Qualified Stock Option (Right to Buy) on reporting person's Form 3. |
(4) | SAR granted 3/26/2008. One-third of the shares subject to the SAR vested on each of the first, second and third anniversaries of the date of grant. |