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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 65.98 | 03/01/2011 | A | 26,426 | (5) | 03/01/2018 | Common Stock | 26,426 | $ 0 | 26,426 | D | ||||
Employee Stock Option (Right to Buy) | $ 30.1 | 03/02/2011 | M | 23,800 | (6) | 03/02/2016 | Common Stock | 23,800 | $ 0 | 53,105 | D | ||||
Employee Stock Option (Right to Buy) | $ 30.1 | 03/03/2011 | M | 14,652 | (7) | 03/02/2016 | Common Stock | 14,652 | $ 0 | 38,453 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DeVeydt Wayne S 120 MONUMENT CIRCLE INDIANAPOLIS, IN 46204 |
EVP & Chief Financial Officer |
/s/ Kathleen S. Kiefer, Attorney in fact | 03/03/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK. |
(2) | Represents restricted share units. Restrictions lapse as follows: 3,486 each on 3/1/12, 12/10/12 and 3/1/14. |
(3) | This transaction was executed in multiple trades at prices ranging from $67.00 to $67.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(4) | This transaction was executed in multiple trades at prices ranging from $68.16 to $68.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(5) | Exercisable in four installments of 4,404 each on 9/1/11, 3/1/12, 9/1/12, 3/1/13, and two installments of 4,405 each on 9/1/13 and 3/1/14. |
(6) | 19,226 options vested on 9/2/10 and 4,574 vested on 3/2/11; of te remaining 53,105 options, 14,652 vested on 3/2/11, 19,226 vest on 9/2/11 and 19,227 vest on 3/2/12. |
(7) | Exercised options vested on 3/2/11; of the remaining 38,453 options, 19,226 vest on 9/2/2011 and 19,227 vest on 3/2/2012. |