Table of Contents

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Amendment No. 1 to

 

FORM T-3

 

FOR APPLICATIONS FOR QUALIFICATION OF INDENTURES
UNDER THE TRUST INDENTURE ACT OF 1939

 

GRAPHIC

 

Arch Coal, Inc.

and the
co-applicants listed on the following pages

(Name of applicants)

 

One CityPlace Drive, Ste. 300

St. Louis, Missouri 63141

(Address of principal executive offices)

 

Securities to be Issued Under the Indenture to be Qualified

 

Title of Class

 

Amount

8.000% Senior Secured Notes due 2022

 

Up to $184,223,600 aggregate principal amount(1)

 

Approximate date of proposed public offering: Such securities are expected to be issued as soon as practicable after the effective date of this Application for Qualification

 

Name and address of agent for service:

 

Robert G. Jones

Senior Vice President—Law, General Counsel and Secretary

Arch Coal, Inc.

One CityPlace Drive, Ste. 300

St. Louis, Missouri 63141

 


 

With a copy to:

 

Michael Kaplan, Esq.

Byron B. Rooney, Esq.
Davis Polk & Wardwell LLP
450 Lexington Avenue
New York, New York 10017
(212) 450-4000

 


 

The Company hereby amends this application for qualification on such date or dates as may be necessary to delay its effectiveness until: (i) the 20th day after the filing of an amendment which specifically states that it shall supersede this application, or (ii) such date as the Commission, acting pursuant to Section 307(c) of the Trust Indenture Act of 1939, may determine upon written request.

 


(1) Includes 8.000% Senior Secured Notes due 2022 to be issued in transactions exempt from registration under the Securities Act of 1933 as amended (the “Securities Act”), pursuant to the provisions of Section 3(a)(9) of the Securities Act. The amount of 8.000% Senior Secured Notes due 2022 to be issued in such transactions in reliance upon Section 3(a)(9) of the Securities Act may be less than $184,223,600. Does not include 8.000% Senior Secured Notes due 2022 that may be issued in transactions exempt from qualification under the Trust Indenture Act, including any issuance in transactions exempt from registration under the Securities Act pursuant to the provisions of Section 4(a)(2) of the Securities Act.

 

 

 



Table of Contents

 

The following direct and indirect subsidiaries of Arch Coal, Inc. are guarantors of the 8.000% Senior Secured Notes due 2022 and are co-applicants on this Form T-3.

 

Name of Co-Applicant

 

Jurisdiction of Incorporation or Organization

ACI Terminal, LLC

 

Delaware

Allegheny Land Company

 

Delaware

Arch Coal Sales Company, Inc.

 

Delaware

Arch Coal West, LLC

 

Delaware

Arch Development, LLC

 

Delaware

Arch Energy Resources, LLC

 

Delaware

Arch Reclamation Services, Inc.

 

Delaware

Arch Western Acquisition Corporation

 

Delaware

Arch Western Acquisition, LLC

 

Delaware

Arch Western Bituminous Group, LLC

 

Delaware

Arch Western Finance, LLC

 

Delaware

Arch Western Resources, LLC

 

Delaware

Arch Of Wyoming, LLC

 

Delaware

Ark Land Company

 

Delaware

Ark Land KH, Inc.

 

Delaware

Ark Land LT, Inc.

 

Delaware

Ark Land WR, Inc.

 

Delaware

Ashland Terminal, Inc.

 

Delaware

Bronco Mining Company, Inc.

 

West Virginia

Catenary Coal Holdings, Inc.

 

Delaware

Coal-Mac, Inc.

 

Kentucky

CoalQuest Development LLC

 

Delaware

Cumberland River Coal Company

 

Delaware

Hawthorne Coal Company, Inc.

 

West Virginia

Hunter Ridge, Inc.

 

Delaware

Hunter Ridge Coal Company

 

Delaware

Hunter Ridge Holdings, Inc.

 

Delaware

ICG, Inc.

 

Delaware

ICG, LLC

 

Delaware

ICG Beckley, LLC

 

Delaware

ICG East Kentucky, LLC

 

Delaware

ICG Eastern, LLC

 

Delaware

ICG Eastern Land, LLC

 

Delaware

ICG Illinois, LLC

 

Delaware

ICG Knott County, LLC

 

Delaware

ICG Natural Resources, LLC

 

Delaware

ICG Tygart Valley, LLC

 

Delaware

International Coal Group, Inc.

 

Delaware

Juliana Mining Company, Inc.

 

West Virginia

King Knob Coal Co., Inc.

 

West Virginia

Lone Mountain Processing, Inc.

 

Delaware

Marine Coal Sales Company

 

Delaware

Melrose Coal Company, Inc.

 

West Virginia

Mingo Logan Coal Company

 

Delaware

Mountain Coal Company, L.L.C.

 

Delaware

Mountain Gem Land, Inc.

 

West Virginia

Mountain Mining, Inc.

 

Delaware

Mountaineer Land Company

 

Delaware

Otter Creek Coal, LLC

 

Delaware

Patriot Mining Company, Inc.

 

West Virginia

Powell Mountain Energy, LLC

 

Delaware

Prairie Holdings, Inc.

 

Delaware

Shelby Run Mining Company, LLC

 

Delaware

 

2



Table of Contents

 

Name of Co-Applicant

 

Jurisdiction of Incorporation or Organization

Simba Group, Inc.

 

Delaware

Thunder Basin Coal Company, L.L.C.

 

Delaware

Triton Coal Company, L.L.C.

 

Delaware

Upshur Property, Inc.

 

Delaware

Vindex Energy Corporation

 

West Virginia

Western Energy Resources, Inc.

 

Delaware

White Wolf Energy, Inc.

 

Virginia

Wolf Run Mining Company

 

West Virginia

 

3



Table of Contents

 

TABLE OF CONTENTS

 


 

 

PAGE

 

 

Explanatory Note

5

General

5

Affiliations

7

Management and Control

9

Underwriters

31

Capital Securities

34

Indenture Securities

41

Signature

54

 

4



Table of Contents

 

EXPLANATORY NOTE

 

This Amendment No. 1 to Form T-3 (this “Amendment”) is being filed to update, and add to, the list of exhibits attached to the Amendment. This Amendment is not intended to amend or delete any other part of the Form T-3.

 

GENERAL

 

1. General Information

 

Name of Applicant

 

Form of Organization

 

State of Organization

Arch Coal, Inc.

 

Corporation

 

Delaware

ACI Terminal, LLC

 

Limited Liability Company

 

Delaware

Allegheny Land Company

 

Corporation

 

Delaware

Arch Coal Sales Company, Inc.

 

Corporation

 

Delaware

Arch Coal West, LLC

 

Limited Liability Company

 

Delaware

Arch Development, LLC

 

Limited Liability Company

 

Delaware

Arch Energy Resources, LLC

 

Limited Liability Company

 

Delaware

Arch Reclamation Services, Inc.

 

Corporation

 

Delaware

Arch Western Acquisition Corporation

 

Corporation

 

Delaware

Arch Western Acquisition, LLC

 

Limited Liability Company

 

Delaware

Arch Western Bituminous Group, LLC

 

Limited Liability Company

 

Delaware

Arch Western Finance, LLC

 

Limited Liability Company

 

Delaware

Arch Western Resources, LLC

 

Limited Liability Company

 

Delaware

Arch Of Wyoming, LLC

 

Limited Liability Company

 

Delaware

Ark Land Company

 

Corporation

 

Delaware

Ark Land KH, Inc.

 

Corporation

 

Delaware

Ark Land LT, Inc.

 

Corporation

 

Delaware

Ark Land WR, Inc.

 

Corporation

 

Delaware

Ashland Terminal, Inc.

 

Corporation

 

Delaware

Bronco Mining Company, Inc.

 

Corporation

 

West Virginia

Catenary Coal Holdings, Inc.

 

Corporation

 

Delaware

Coal-Mac, Inc.

 

Corporation

 

Kentucky

CoalQuest Development LLC

 

Limited Liability Company

 

Delaware

Cumberland River Coal Company

 

Corporation

 

Delaware

Hawthorne Coal Company, Inc.

 

Corporation

 

West Virginia

Hunter Ridge, Inc.

 

Corporation

 

Delaware

Hunter Ridge Coal Company

 

Corporation

 

Delaware

Hunter Ridge Holdings, Inc.

 

Corporation

 

Delaware

ICG, Inc.

 

Corporation

 

Delaware

ICG, LLC

 

Limited Liability Company

 

Delaware

ICG Beckley, LLC

 

Limited Liability Company

 

Delaware

ICG East Kentucky, LLC

 

Limited Liability Company

 

Delaware

ICG Eastern, LLC

 

Limited Liability Company

 

Delaware

ICG Eastern Land, LLC

 

Limited Liability Company

 

Delaware

ICG Illinois, LLC

 

Limited Liability Company

 

Delaware

ICG Knott County, LLC

 

Limited Liability Company

 

Delaware

ICG Natural Resources, LLC

 

Limited Liability Company

 

Delaware

ICG Tygart Valley, LLC

 

Limited Liability Company

 

Delaware

International Coal Group, Inc.

 

Corporation

 

Delaware

Juliana Mining Company, Inc.

 

Corporation

 

West Virginia

King Knob Coal Co., Inc.

 

Corporation

 

West Virginia

Lone Mountain Processing, Inc.

 

Corporation

 

Delaware

Marine Coal Sales Company

 

Corporation

 

Delaware

Melrose Coal Company, Inc.

 

Corporation

 

West Virginia

Mingo Logan Coal Company

 

Corporation

 

Delaware

Mountain Coal Company, L.L.C.

 

Limited Liability Company

 

Delaware

Mountain Gem Land, Inc.

 

Corporation

 

West Virginia

Mountain Mining, Inc.

 

Corporation

 

Delaware

Mountaineer Land Company

 

Corporation

 

Delaware

Otter Creek Coal, LLC

 

Limited Liability Company

 

Delaware

 

5



Table of Contents

 

Name of Applicant

 

Form of Organization

 

State of Organization

Patriot Mining Company, Inc.

 

Corporation

 

West Virginia

Powell Mountain Energy, LLC

 

Limited Liability Company

 

Delaware

Prairie Holdings, Inc.

 

Corporation

 

Delaware

Shelby Run Mining Company, LLC

 

Limited Liability Company

 

Delaware

Simba Group, Inc.

 

Corporation

 

Delaware

Thunder Basin Coal Company, L.L.C.

 

Limited Liability Company

 

Delaware

Triton Coal Company, L.L.C.

 

Limited Liability Company

 

Delaware

Upshur Property, Inc.

 

Corporation

 

Delaware

Vindex Energy Corporation

 

Corporation

 

West Virginia

Western Energy Resources, Inc.

 

Corporation

 

Delaware

White Wolf Energy, Inc.

 

Corporation

 

Virginia

Wolf Run Mining Company

 

Corporation

 

West Virginia

 

Except for Arch Coal, Inc. (the “Company”), each of the foregoing entities shall be referred to herein collectively as the “Guarantors.” The Company and the Guarantors shall be referred to collectively as the “Applicants.”

 

2. Securities Act Exemption Applicable

 

On or promptly after the date of the Application for Qualification on Form T-3 (the “Application”), the Company intends to offer new 8.000% Senior Secured Notes due 2022 (the “New Notes”) in exchange for the Company’s outstanding 7.25% Senior Notes due 2020 (the “Old Notes”) which are held by holders of the Old Notes (“Holders”) who are not “qualified institutional buyers” as defined in Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”) and the rules and regulations thereunder and “qualified purchasers” within the meaning of Section 2(a)(51) of the Investment Company Act and the rules and regulations thereunder (each such person, an “Eligible Holder”). The Company is offering, for each $1,000 of a Holder’s Old Notes, to exchange (i) $837.38 of the New Notes, (ii) a cash payment of 50% of the total amount of accrued and unpaid interest on the Old Notes from and including the prior interest payment date to, but excluding, the applicable closing date of the exchange (the “Interest Payment”), and (iii) a cash payment (the “Cash Payment”) of $60 if the Holder agrees to an exchange and executes an exchange agreement by 5:00 p.m. July 17, 2015, or $30 if the Holder agrees to exchange and execute an exchange agreement thereafter but prior to midnight New York City time at the end of July 31, 2015. The Company calls this transaction the “Exchange Transaction.”

 

In connection with the Exchange Transaction, the Company is requesting that Holders consent to certain proposed amendments to the indenture, dated as of August 9, 2010, as supplemented by a first supplemental indenture dated as of August 9, 2010 by and among the Company, the subsidiary guarantors named therein and U.S. Bank National Association, as trustee, governing the Old Notes (the “Old Indenture”) and to the related execution of a supplemental indenture (the “Supplemental Indenture”) embodying the proposed amendments. The proposed amendments would allow the incurrence of additional secured debt under the Old Indenture. If the Exchange Transaction is completed, the New Notes will be governed by the indenture (the “New Indenture”) to be qualified under this Application for Qualification on Form T-3. For more detailed information regarding the New Indenture, please see Item 8 of this Application.

 

As the New Notes are proposed to be offered for exchange by the Company with its existing noteholders exclusively and solely for the Old Notes of the Company, the transaction is exempt from registration under the Securities Act, pursuant to the provisions of Section 3(a)(9) thereof.   No soliciting activities will be conducted in connection with this offer other than a notice in a Company press release that invites holders that are not Qualified Institutional Buyers and Qualified Purchasers to contact the Company.   Only after confirming their status as such will Holders receive the materials related to this offer.  No fees will be paid, directly or indirectly, to any person in connection with this Exchange Transaction for which the Section 3(a)(9) exemption is claimed, except for customary fees and payments to be made in respect of preparation, printing and mailing of the Offer to Exchange Notice (a form of which is attached hereto as Exhibit T3E), the payments of the fees and expenses of the Company’s legal advisors and the engagement of U.S. Bank National Association, as trustee and collateral agent under the New Indenture and trustee under the Old Indenture (the “Trustee”). No Holder of the Old Notes has made or will be requested to make any cash payment to the Company in connection with the Exchange Transaction. No advisor was retained to or did make recommendations or solicitations with respect to the proposed Exchange Transaction or encouragements to participate in any particular manner.

 

6



Table of Contents

 

The Company is making an additional concurrent exchange offers to holders of the Company’s securities other than the Old Notes as well as holders of the Old Notes in each case that are able to establish that they are Qualified Institutional Buyers and Qualified Purchasers. Several dealer managers are participating in such concurrent exchange offers. Certain participating holders in these additional concurrent exchange offers will receive New Notes in combination with certain other of the Company’s securities. The Company calls these concurrent exchange offers together, the “Concurrent Exchange Offers.” The Concurrent Exchange Offers are private placement transactions being conducted pursuant to an exemption from registration under Section 4(a)(2) of the Securities Act, with solicitation fees paid to dealer managers involved therewith.  Holders who are eligible to participate in this offer by definition will not be eligible to participate in the Concurrent Exchange Offers and will receive no documentation in respect thereof; similarly holders participating in the Concurrent Exchange Offers will not be solicited using the materials for this offer.

 

AFFILIATIONS

 

3. Affiliates

 

(a) For purposes of this Application only, certain directors and executive officers of the Applicants may be deemed to be “affiliates” of the Applicants by virtue of their positions with the Applicants. See Item 4, “Directors and Executive Officers.”

 

(b) The Company and each of its subsidiaries are affiliates of each other. Set forth below are the direct and indirect subsidiaries of the Company. Except as otherwise noted, the capital stock or other equity interests of these subsidiaries is wholly-owned, directly or indirectly, by the Company.

 

Name of Subsidiary

 

State or Other Jurisdiction of
Incorporation or
Organization

Arch Coal Asia-Pacific PTE. LTD

 

Singapore

Arch of Australia PTY LTD

 

Australia

Arch Coal Australia PTY LTD

 

Australia

Arch Coal Australia Holdings PTY LTD

 

Australia

Arch Coal Europe Limited

 

United Kingdom

Arch Reclamation Services, Inc.

 

Delaware

Arch Western Acquisition Corporation

 

Delaware

Arch Western Acquisition, LLC

 

Delaware

Arch Western Resources, LLC

 

Delaware

Arch of Wyoming, LLC

 

Delaware

Arch Western Finance, LLC

 

Delaware

Arch Western Bituminous Group, LLC

 

Delaware

Mountain Coal Company, L.L.C.

 

Delaware

Thunder Basin Coal Company, L.L.C.

 

Delaware

Triton Coal Company, L.L.C.

 

Delaware

ACI Terminal, LLC

 

Delaware

Ark Land Company

 

Delaware

Western Energy Resources, Inc.

 

Delaware

Ark Land KH, Inc.

 

Delaware

Ark Land LT, Inc.

 

Delaware

Ark Land WR, Inc.

 

Delaware

Allegheny Land Company

 

Delaware

Apogee Holdco, Inc.

 

Delaware

Arch Coal Sales Company, Inc.

 

Delaware

Arch Energy Resources, LLC

 

Delaware

Arch Coal West, LLC

 

Delaware

Arch Development, LLC

 

Delaware

Arch Receivable Company, LLC

 

Delaware

Ashland Terminal, Inc.

 

Delaware

Catenary Coal Holdings, Inc.

 

Delaware

Cumberland River Coal Company

 

Delaware

 

7



Table of Contents

 

Name of Subsidiary

 

State or Other Jurisdiction of
Incorporation or
Organization

Lone Mountain Processing, Inc.

 

Delaware

Powell Mountain Energy, LLC

 

Delaware

Catenary Holdco, Inc.

 

Delaware

Coal-Mac, Inc.

 

Kentucky

Energy Development Co.

 

Iowa

Hobet Holdco, Inc.

 

Delaware

International Coal Group, Inc.

 

Delaware

ICG, LLC

 

Delaware

ICG, Inc.

 

Delaware

ICG Beckley, LLC

 

Delaware

ICG Natural Resources, LLC

 

Delaware

ICG East Kentucky, LLC

 

Delaware

ICG Illinois, LLC

 

Delaware

ICG Knott County, LLC

 

Delaware

ICG Tygart Valley, LLC

 

Delaware

Shelby Run Mining Company, LLC

 

Delaware

ICG Eastern, LLC

 

Delaware

ICG Eastern Land, LLC

 

Delaware

CoalQuest Development LLC

 

Delaware

Hunter Ridge Holdings, Inc.

 

Delaware

Hunter Ridge, Inc.

 

Delaware

Hunter Ridge Coal Company

 

Delaware

White Wolf Energy, Inc.

 

Virginia

Bronco Mining Company, Inc.

 

West Virginia

Juliana Mining Company, Inc.

 

West Virginia

Hawthorne Coal Company, Inc.

 

West Virginia

Marine Coal Sales Company

 

Delaware

Upshur Property, Inc.

 

Delaware

King Knob Coal Co., Inc.

 

West Virginia

Vindex Energy Corporation

 

West Virginia

Patriot Mining Company, Inc.

 

West Virginia

Melrose Coal Company, Inc.

 

West Virginia

Wolf Run Mining Company

 

West Virginia

The Sycamore Group, LLC*

 

West Virginia

Simba Group, Inc.

 

Delaware

Jacobs Ranch Holdings I LLC

 

Delaware

Jacobs Ranch Holdings II LLC

 

Delaware

Jacobs Ranch Coal LLC

 

Delaware

Mingo Logan Coal Company

 

Delaware

Mountain Gem Land, Inc.

 

West Virginia

Mountain Mining, Inc.

 

Delaware

Mountaineer Land Company

 

Delaware

Otter Creek Coal, LLC

 

Delaware

P.C. Holding, Inc.

 

Delaware

Prairie Holdings, Inc.

 

Delaware

Prairie Coal Company, LLC

 

Delaware

Saddleback Hills Coal Company

 

Delaware

 


* 50% owned by Wolf Run Mining Company.

 

(c)          Certain persons may be deemed to be “affiliates” of the Company by virtue of their holdings of the voting securities of the Company. See Item 5, “Principal Owners of Voting Securities.”

 

8



Table of Contents

 

MANAGEMENT AND CONTROL

 

4. Directors and Executive Officers

 

The following table lists the name of, and offices held by, each director and executive officer of the Applicants as of the date hereof. The mailing address of each director and executive officer is: c/o Arch Coal, Inc., One CityPlace Drive, Suite 300, St. Louis, Missouri 63141.

 

(1) Arch Coal, Inc.

 

Name

 

Office

John W. Eaves

 

Chairman and Chief Executive Officer, Director

Paul A. Lang

 

President and Chief Operating Officer, Director

David D. Freudenthal

 

Director

George C. Morris III

 

Director

Theodore D. Sands

 

Director

Wesley M. Taylor

 

Director

Peter I. Wold

 

Director

Patricia Fry Godley

 

Director

Paul T. Hanrahan

 

Director

Douglas H. Hunt

 

Director

J. Thomas Jones

 

Director

James A. Sabala

 

Director

John T. Drexler

 

Senior Vice President and Chief Financial Officer

Kenneth D. Cochran

 

Senior Vice President — Operations

Robert G. Jones

 

Senior Vice President — Law, General Counsel and Secretary

John A. Ziegler

 

Chief Commercial Officer

John W. Lorson

 

Vice President and Chief Accounting Officer

Doug Conway

 

Vice President — Safety

Allen R. Kelley

 

Vice President — Human Resources

Deck Slone

 

Senior Vice President, Strategy and Public Policy

C. David Steele

 

Vice President — Tax Planning

Derek A. LaBell

 

Director — Internal Audit

Matthew C. Giljum

 

Vice President — Finance and Treasurer

Jon S. Ploetz

 

Assistant Corporate Secretary

 

(2) ACI Terminal, LLC

 

Name

 

Office

David J. Finnerty

 

President, Manager

Robert G. Jones

 

Manager

Paul A. Lang

 

Manager, Vice President

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(3) Allegheny Land Company

 

Name

 

Office

David J. Finnerty

 

President

Robert G. Jones

 

Director

Paul A. Lang

 

Director

Jon S. Ploetz

 

Director, Secretary

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

 

9



Table of Contents

 

Name

 

Office

Jolene J. Mermis

 

Assistant Secretary

 

(4) Arch Coal Sales Company, Inc.

 

Name

 

Office

John A. Ziegler

 

President, Director

Paul A. Lang

 

Director, Vice President

Jon S. Ploetz

 

Director, Secretary

R. Matthew Ferguson

 

Senior Vice President

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Kent Smith

 

Vice President

Rowdy L. Smith

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

(5) Arch Coal West, LLC

 

Name

 

Office

Jon S. Ploetz

 

President and Secretary

Matthew C. Giljum

 

Vice President and Treasurer

Kenneth D. Cochran

 

Vice President

C. David Steele

 

Vice President -Tax

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

(6) Arch Development, LLC

 

Name

 

Office

Jeffrey W. Strobel

 

President

C. David Steele

 

Vice President -Tax

Matthew C. Giljum

 

Vice President and Treasurer

John T. Drexler

 

Vice President

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(7) Arch Energy Resources, LLC

 

Name

 

Office

Jennifer Johnson

 

President

John W. Eaves

 

Manager

Robert G. Jones

 

Manager

Paul A. Lang

 

Manager

John A. Ziegler

 

Senior Vice President

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(8) Arch Reclamation Services, Inc.

 

Name

 

Office

John K. O’Hare

 

President, Director

Robert G. Jones

 

Director

 

10



Table of Contents

 

Name

 

Office

Paul A. Lang

 

Director

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(9) Arch Western Acquisition Corporation

 

Name

 

Office

Paul A. Lang

 

President, Director

Robert G. Jones

 

Director

Jon S. Ploetz

 

Director, Secretary

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

(10) Arch Western Acquisition, LLC

 

Name

 

Office

Paul A. Lang

 

President, Manager

Robert G. Jones

 

Manager

Jon S. Ploetz

 

Manager, Secretary

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

(11) Arch Western Bituminous Group, LLC

 

Name

 

Office

Keith R. Williams

 

President

Kenneth D. Cochran

 

Director

Paul A. Lang

 

Director

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(12) Arch Western Finance, LLC

 

Name

 

Office

John T. Drexler

 

President, Director

Robert G. Jones

 

Director, Vice President

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

Patricia A. Will

 

Assistant Treasurer

 

(13) Arch Western Resources, LLC

 

Name

 

Office

Paul A. Lang

 

President

 

11



Table of Contents

 

Name

 

Office

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

Kenneth D. Cochran

 

Vice President

John T. Drexler

 

Vice President

Robert G. Jones

 

Vice President and Assistant Secretary

Patricia A. Will

 

Assistant Treasurer

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(14) Arch Of Wyoming, LLC

 

Name

 

Office

Keith R. Williams

 

President & General Manager, Director

Kenneth D. Cochran

 

Director, Vice President

Paul A. Lang

 

Director

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(15) Ark Land Company

 

Name

 

Office

David J. Finnerty

 

President

Robert G. Jones

 

Director, Assistant Secretary

Paul A. Lang

 

Director

Jon S. Ploetz

 

Director, Secretary

William Scott Stewart

 

Vice President - Exploration

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

(16) Ark Land KH, Inc.

 

Name

 

Office

David J. Finnerty

 

President

Robert G. Jones

 

Director

Paul A. Lang

 

Director

Jon S. Ploetz

 

Director, Secretary

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

(17) Ark Land LT, Inc.

 

Name

 

Office

David J. Finnerty

 

President

Robert G. Jones

 

Director, Assistant Secretary

Paul A. Lang

 

Director

Jon S. Ploetz

 

Director, Secretary

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

 

12



Table of Contents

 

Name

 

Office

John T. Drexler

 

Vice President

William Scott Stewart

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

(18) Ark Land WR, Inc.

 

Name

 

Office

David J. Finnerty

 

President

Robert G. Jones

 

Director, Assistant Secretary

Paul A. Lang

 

Director

Jon S. Ploetz

 

Director, Secretary

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

William Scott Stewart

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

(19) Ashland Terminal, Inc.

 

Name

 

Office

Calvin N. Hall

 

President

R. Matthew Ferguson

 

Director

Jennifer Johnson

 

Director

Jon S. Ploetz

 

Director, Secretary

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

James C. (Chris) Sykes

 

Vice President

John T. Drexler

 

Vice President

Kent Smith

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

(20) Bronco Mining Company, Inc.

 

Name

 

Office

Paul A. Lang

 

President, Director

Kenneth D. Cochran

 

Director

Robert G. Jones

 

Director

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(21) Catenary Coal Holdings, Inc.

 

Name

 

Office

James C. (Chris) Sykes

 

President

John W. Eaves

 

Director

Pau l A. Lang

 

Director

Jon S. Ploetz

 

Director, Secretary

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

13



Table of Contents

 

(22) Coal-Mac, Inc.

 

Name

 

Office

Thomas (Tim) S. Brown

 

President

John T. Drexler

 

Director

Paul A. Lang

 

Director

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

James C. (Chris) Sykes

 

Vice President

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(23) CoalQuest Development LLC

 

Name

 

Office

Paul A. Lang

 

President, Director

John W. Eaves

 

Director

Robert G. Jones

 

Director

C. David Steele

 

Vice President

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(24) Cumberland River Coal Company

 

Name

 

Office

Ricky L. Johnson

 

President

Paul A. Lang

 

Director

Jon S. Ploetz

 

Director, Secretary

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

James C. (Chris) Sykes

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

(25) Hawthorne Coal Company, Inc.

 

Name

 

Office

Paul A. Lang

 

President, Director

John W. Eaves

 

Director

Robert G. Jones

 

Director

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(26) Hunter Ridge, Inc.

 

Name

 

Office

Paul A. Lang

 

President, Director

John W. Eaves

 

Director

Robert G. Jones

 

Director

 

14



Table of Contents

 

Name

 

Office

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(27) Hunter Ridge Coal Company

 

Name

 

Office

Paul A. Lang

 

President, Director

John W. Eaves

 

Director

Robert G. Jones

 

Director

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(28) Hunter Ridge Holdings, Inc.

 

Name

 

Office

Paul A. Lang

 

President, Director

John W. Eaves

 

Director

Robert G. Jones

 

Director

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(29) ICG, Inc.

 

Name

 

Office

Paul A. Lang

 

President, Director

John W. Eaves

 

Director

Robert G. Jones

 

Director

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(30) ICG, LLC

 

Name

 

Office

Paul A. Lang

 

President, Director

John W. Eaves

 

Director

Robert G. Jones

 

Director

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Charles David Steele

 

Vice President

John A. Ziegler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

15



Table of Contents

 

(31) ICG Beckley, LLC

 

Name

 

Office

Joe Tussey

 

President

Kenneth D. Cochran

 

Director

Robert G. Jones

 

Director

Paul A. Lang

 

Director

Matthew C. Giljum

 

Vice President & Treasurer

James C. (Chris) Sykes

 

Vice President

John T. Drexler

 

Vice President

Charles David Steele

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(32) ICG East Kentucky, LLC

 

Name

 

Office

James C. (Chris) Sykes

 

President

Kenneth D. Cochran

 

Director

Robert G. Jones

 

Director

Paul A. Lang

 

Director

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Charles David Steele

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(33) ICG Eastern, LLC

 

Name

 

Office

James C. (Chris) Sykes

 

President

Kenneth D. Cochran

 

Director

Robert G. Jones

 

Director

Paul A. Lang

 

Director

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Charles David Steele

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(34) ICG Eastern Land, LLC

 

Name

 

Office

David J. Finnerty

 

President

John W. Eaves

 

Director

Robert G. Jones

 

Director

Paul A. Lang

 

Director, Vice President

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Charles David Steele

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

16



Table of Contents

 

(35) ICG Illinois, LLC

 

Name

 

Office

Erwin Sass

 

President

Kenneth D. Cochran

 

Director

Robert G. Jones

 

Director

Paul A. Lang

 

Director

Matthew C. Giljum

 

Vice President & Treasurer

James C. (Chris) Sykes

 

Vice President

John T. Drexler

 

Vice President

Charles David Steele

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

John A. Ziegler

 

Vice President

Jon S. Ploetz

 

Secretary

 

(36) ICG Knott County, LLC

 

Name

 

Office

James C. (Chris) Sykes

 

President

Kenneth D. Cochran

 

Director

Robert G. Jones

 

Director

Paul A. Lang

 

Director

John T. Drexler

 

Vice President

Matthew C. Giljum

 

Vice President & Treasurer

Charles David Steele

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(37) ICG Natural Resources, LLC

 

Name

 

Office

Paul A. Lang

 

President, Director

John W. Eaves

 

Director

Robert G. Jones

 

Director

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Charles David Steele

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(38) ICG Tygart Valley, LLC

 

Name

 

Office

Gaither Frazier

 

President

Kenneth D. Cochran

 

Director

Robert G. Jones

 

Director

Paul A. Lang

 

Director

Matthew C. Giljum

 

Vice President & Treasurer

James C. (Chris) Sykes

 

Vice President

Charles David Steele

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

17



Table of Contents

 

(39) International Coal Group, Inc.

 

Name

 

Office

Paul A. Lang

 

President, Director

John W. Eaves

 

Director

Robert G. Jones

 

Director

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(40) Juliana Mining Company, Inc.

 

Name

 

Office

Paul A. Lang

 

President, Director

Robert G. Jones

 

Director

John W. Eaves

 

Director

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(41) King Knob Coal Co., Inc.

 

Name

 

Office

Paul A. Lang

 

President, Director

Robert G. Jones

 

Director

John W. Eaves

 

Director

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(42) Lone Mountain Processing, Inc.

 

Name

 

Office

Thurman Holcomb

 

President

Paul A. Lang

 

Director

Kenneth D. Cochran

 

Director, Vice President & Treasurer

Matthew C. Giljum

 

Director

Charles David Steele

 

Vice President - Tax

John T. Drexler

 

Vice President

Chris Sykes

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(43) Marine Coal Sales Company

 

Name

 

Office

Paul A. Lang

 

President, Director

Robert G. Jones

 

Director

John W. Eaves

 

Director

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

 

18



Table of Contents

 

Name

 

Office

John T. Drexler

 

Vice President

John A. Ziegler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(44) Melrose Coal Company, Inc.

 

Name

 

Office

Paul A. Lang

 

President, Director

Robert G. Jones

 

Director

John W. Eaves

 

Director

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(45) Mingo Logan Coal Company

 

Name

 

Office

Jeffrey E. Roberts

 

President

Paul A. Lang

 

Director

Kenneth D. Cochran

 

Director

Matthew C. Giljum

 

Director, Vice President & Treasurer

Charles David Steele

 

Vice President - Tax

John T. Drexler

 

Vice President

James C. (Chris) Sykes

 

Vice President

John McDaniel

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(46) Mountain Coal Company, L.L.C.

 

Name

 

Office

Keith R. Williams

 

President

Paul A. Lang

 

Director

Kenneth D. Cochran

 

Director

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(47) Mountain Gem Land, Inc.

 

Name

 

Office

David J. Finnerty

 

President

Paul A. Lang

 

Director

Robert G. Jones

 

Director

Jon S. Ploetz

 

Director, Secretary

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

19



Table of Contents

 

(48) Mountain Mining, Inc.

 

Name

 

Office

Paul A. Lang

 

President, Director

Jon S. Ploetz

 

Director, Secretary

John W. Eaves

 

Director

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

(49) Mountaineer Land Company

 

Name

 

Office

David J. Finnerty

 

President

Paul A. Lang

 

Director

Robert G. Jones

 

Director

Jon S. Ploetz

 

Director, Secretary

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

(50) Otter Creek Coal, LLC

 

Name

 

Office

William (Mike) Rowlands

 

President

Charles David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(51) Patriot Mining Company, Inc.

 

Name

 

Office

James C. (Chris) Sykes

 

President

Paul A. Lang

 

Director

Kenneth D. Cochran

 

Director

Robert G. Jones

 

Director

C. David Steele

 

Vice President — Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jon S. Ploetz

 

Secretary

Jolene J. Mermis

 

Assistant Secretary

 

(52) Powell Mountain Energy, LLC

 

Name

 

Office

Thurman Holcomb

 

President

Paul A. Lang

 

Director

Kenneth D. Cochran

 

Director

Robert G. Jones

 

Director

Matthew C. Giljum

 

Vice President & Treasurer

James C. (Chris) Sykes

 

Vice President

Charles David Steele

 

Vice President

 

20



Table of Contents

 

Name

 

Office

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(53) Prairie Holdings, Inc.

 

Name

 

Office

Paul A. Lang

 

President, Director

Robert G. Jones

 

Director

John W. Eaves

 

Director

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(54) Shelby Run Mining Company, LLC

 

Name

 

Office

James C. (Chris) Sykes

 

President

Paul A. Lang

 

Manager

Kenneth D. Cochran

 

Manager

Robert G. Jones

 

Manager

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

James Kliche

 

Vice President

Charles David Steele

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(55) Simba Group, Inc.

 

Name

 

Office

Paul A. Lang

 

President, Director

Robert G. Jones

 

Director

John W. Eaves

 

Director

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(56) Thunder Basin Coal Company, L.L.C.

 

Name

 

Office

Keith R. Williams

 

President

Paul A. Lang

 

Director

Kenneth D. Cochran

 

Director

Jon S. Ploetz

 

Director, Secretary

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

21



Table of Contents

 

(57) Triton Coal Company, L.L.C.

 

Name

 

Office

Keith R. Williams

 

President

Paul A. Lang

 

Director

Kenneth D. Cochran

 

Director, Vice President

Jon S. Ploetz

 

Director, Secretary

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

(58) Upshur Property, Inc.

 

Name

 

Office

Paul A. Lang

 

President, Director

Robert G. Jones

 

Director

John W. Eaves

 

Director

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

James C. (Chris) Sykes

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(59) Vindex Energy Corporation

 

Name

 

Office

Jeffrey P. Kelley

 

President

Paul A. Lang

 

Manager

Kenneth D. Cochran

 

Manager

Robert G. Jones

 

Manager

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

James C. (Chris) Sykes

 

Vice President

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(60) Western Energy Resources, Inc.

 

Name

 

Office

David J. Finnerty

 

President

Paul A. Lang

 

Director

Robert G. Jones

 

Director, Assistant Secretary

Jon S. Ploetz

 

Director, Secretary

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

William Scott Stewart

 

Vice President

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

 

(61) White Wolf Energy, Inc.

 

Name

 

Office

Paul A. Lang

 

President, Director

Robert G. Jones

 

Director

 

22



Table of Contents

 

Name

 

Office

John W. Eaves

 

Director

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

(62) Wolf Run Mining Company

 

Name

 

Office

James C. (Chris) Sykes

 

President

Paul A. Lang

 

Director

Kenneth D. Cochran

 

Director

Robert G. Jones

 

Director

Charles David Steele

 

Vice President - Tax

Matthew C. Giljum

 

Vice President & Treasurer

John T. Drexler

 

Vice President

Jolene J. Mermis

 

Assistant Secretary

Jon S. Ploetz

 

Secretary

 

5. Principal Owners of Voting Securities

 

The mailing address for the Company and each Guarantor is One CityPlace Drive, Ste. 300, St. Louis, Missouri 63141.

 

(1) Arch Coal, Inc.

 

To the knowledge of the Company, no person owns 10% or more of the voting securities of the Company as of June 30, 2015.

 

(2) ACI Terminal, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Western Resources, LLC

 

Units

 

100 units

 

100

%

 

(3) Allegheny Land Company

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Common Stock

 

20 shares

 

100

%

 

(4) Arch Coal Sales Company, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Common Stock

 

1,110 shares

 

100

%

 

23



Table of Contents

 

(5) Arch Coal West, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Units

 

100 units

 

100

%

 

(6) Arch Development, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Units

 

100 units

 

100

%

 

(7) Arch Energy Resources, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal Sales Company, Inc.

 

Units

 

100 units

 

100

%

 

(8) Arch Reclamation Services, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Common Stock

 

100 shares

 

100

%

 

(9) Arch Western Acquisition Corporation

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Common Stock

 

10 shares

 

100

%

 

(10) Arch Western Acquisition, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Western Acquisition Corporation

 

Units

 

100 units

 

100

%

 

(11) Arch Western Bituminous Group, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Western Resources, LLC

 

Units

 

100 units

 

100

%

 

(12) Arch Western Finance, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch of Wyoming, LLC

 

Units

 

100 units

 

100

%

 

24



Table of Contents

 

(13) Arch Western Resources, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Western Acquisition Corporation

 

Membership Interests

 

99.5%

 

99.5

%

Arch Western Acquisition, LLC

 

Membership Interests

 

0.5%

 

0.5

%

 

(14) Arch Of Wyoming, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Western Resources, LLC

 

Units

 

100 units

 

100

%

 

(15) Ark Land Company

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Common Stock

 

612 shares

 

100

%

 

(16) Ark Land KH, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Ark Land Company.

 

Common Stock

 

1,000 shares

 

100

%

 

(17) Ark Land LT, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Ark Land Company

 

Common Stock

 

1,000 shares

 

100

%

 

(18) Ark Land WR, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Ark Land Company

 

Common Stock

 

1,000 shares

 

100

%

 

(19) Ashland Terminal, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Common Stock

 

10 shares

 

100

%

 

(20) Bronco Mining Company, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Hunter Ridge, Inc.

 

Common Stock

 

100 shares

 

100

%

 

25



Table of Contents

 

(21) Catenary Coal Holdings, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Common Stock

 

10 shares

 

100

%

 

(22) Coal-Mac, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Common Stock

 

300 shares

 

100

%

Arch Coal, Inc.

 

Class B Preferred Stock

 

606 shares

 

100

%

 

(23) CoalQuest Development LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

ICG, LLC

 

Membership Units

 

100 membership units

 

100

%

 

(24) Cumberland River Coal Company

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Catenary Coal Holdings, Inc.

 

Common Stock

 

10 shares

 

100

%

 

(25) Hawthorne Coal Company, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Hunter Ridge, Inc.

 

Common Stock

 

100 shares

 

100

%

 

(26) Hunter Ridge, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Hunter Ridge Holdings, Inc.

 

Class A Common Stock

 

500 shares

 

100

%

Hunter Ridge Holdings, Inc.

 

Class B Common Stock

 

500 shares

 

100

%

Hunter Ridge Holdings, Inc.

 

Class A Preferred Stock

 

200 shares

 

100

%

Hunter Ridge Holdings, Inc.

 

Class B Preferred Stock

 

10,000 shares

 

100

%

Hunter Ridge Holdings, Inc.

 

Class C Preferred Stock

 

1,000 shares

 

100

%

Hunter Ridge Holdings, Inc.

 

Class D Preferred Stock

 

1,000 shares

 

100

%

 

26



Table of Contents

 

(27) Hunter Ridge Coal Company

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Hunter Ridge, Inc.

 

Common Stock

 

10 shares

 

100

%

 

(28) Hunter Ridge Holdings, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

ICG, LLC

 

Common Stock

 

100 shares

 

100

%

 

(29) ICG, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

ICG, LLC

 

Common Stock

 

100 shares

 

100

%

 

(30) ICG, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

International Coal Group, Inc.

 

Units

 

100 units

 

100

%

 

(31) ICG Beckley, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

ICG, Inc.

 

Units

 

100 units

 

100

%

 

(32) ICG East Kentucky, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

ICG, Inc.

 

Units

 

100 units

 

100

%

 

(33) ICG Eastern, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

ICG, Inc.

 

Units

 

100 units

 

100

%

 

(34) ICG Eastern Land, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

ICG Eastern, LLC

 

Units

 

100 units

 

100

%

 

27



Table of Contents

 

(35) ICG Illinois, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

ICG, Inc.

 

Units

 

100 units

 

100

%

 

(36) ICG Knott County, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

ICG, Inc.

 

Units

 

100 units

 

100

%

 

(37) ICG Natural Resources, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

ICG, Inc.

 

Units

 

100 units

 

100

%

 

(38) ICG Tygart Valley, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

ICG, Inc.

 

Units

 

100 units

 

100

%

 

(39) International Coal Group, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Common Stock

 

10 shares

 

100

%

Arch Coal, Inc.

 

Preferred Stock

 

0 shares

 

100

%

 

(40) Juliana Mining Company, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Hunter Ridge, Inc.

 

Common Stock

 

500 shares

 

100

%

 

(41) King Knob Coal Co., Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Hunter Ridge, Inc.

 

Common Stock

 

250 shares

 

100

%

 

(42) Lone Mountain Processing, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Catenary Coal Holdings, Inc.

 

Common Stock

 

10 shares

 

100

%

 

28



Table of Contents

 

(43) Marine Coal Sales Company

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Hunter Ridge, Inc.

 

Common Stock

 

100 shares

 

100

%

 

(44) Melrose Coal Company, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Hunter Ridge, Inc.

 

Common Stock

 

100 shares

 

100

%

 

(45) Mingo Logan Coal Company

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Common Stock

 

1,000 shares

 

100

%

 

(46) Mountain Coal Company, L.L.C.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Western Bituminous Group LLC

 

Units

 

100 units

 

100

%

 

(47) Mountain Gem Land, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Common Stock

 

10 shares

 

100

%

 

(48) Mountain Mining, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Common Stock

 

100 shares

 

100

%

 

(49) Mountaineer Land Company

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Common Stock

 

110 shares

 

100

%

 

(50) Otter Creek Coal, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Units

 

100 units

 

100

%

 

29



Table of Contents

 

(51) Patriot Mining Company, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Hunter Ridge, Inc.

 

Common Stock

 

100 shares

 

100

%

 

(52) Powell Mountain Energy, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Lone Mountain Processing, Inc.

 

Units

 

100 units

 

100

%

 

(53) Prairie Holdings, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Coal, Inc.

 

Common Stock

 

1,000 shares

 

100

%

 

(54) Shelby Run Mining Company, LLC

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

ICG Tygart Valley, LLC

 

Units

 

100 units

 

100

%

 

(55) Simba Group, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Hunter Ridge Holdings, Inc.

 

Common Stock

 

1 share

 

100

%

 

(56) Thunder Basin Coal Company, L.L.C.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Arch Western Resources, LLC

 

Units

 

100 units

 

100

%

 

(57) Triton Coal Company, L.L.C.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Thunder Basin Coal Company, L.L.C.

 

Units

 

100 units

 

100

%

 

(58) Upshur Property, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Hunter Ridge, Inc.

 

Common Stock

 

1,000 shares

 

100

%

 

30



Table of Contents

 

(59) Vindex Energy Corporation

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Hunter Ridge, Inc.

 

Common Stock

 

100 shares

 

100

%

 

(60) Western Energy Resources, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Ark Land Company

 

Common Stock

 

100 shares

 

100

%

 

(61) White Wolf Energy, Inc.

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Hunter Ridge, Inc.

 

Common Stock

 

100 shares

 

100

%

 

(62) Wolf Run Mining Company

 

Name and Complete Mailing Address

 

Title of Class
Owned

 

Amount Owned

 

Percentage of
Voting Securities
Owned

 

Hunter Ridge, Inc.

 

Common Stock

 

100 shares

 

100

%

 

UNDERWRITERS

 

6. Underwriters

 

(a) The name and complete mailing address of each person who, within three years prior to the date of filing this Application, acted as an underwriter of any securities of the Applicants which are outstanding on the date of filing this application is listed below, along with the title of each class of securities underwritten by the underwriter.

 

Name and Address

 

Title of Class of Securities Underwritten

Merrill Lynch, Pierce, Fenner & Smith
Incorporated

 

8.000% Senior Secured Second Lien Notes due 2019

One Bryant Park

 

9.875% Senior Notes due 2019

New York, New York 10036

 

 

 

 

 

PNC Capital Markets LLC

 

8.000% Senior Secured Second Lien Notes due 2019

225 Fifth Avenue

 

9.875% Senior Notes due 2019

Pittsburgh, Pennsylvania 15222

 

 

 

 

 

Citigroup Global Markets Inc.

 

8.000% Senior Secured Second Lien Notes due 2019

388 Greenwich Street

 

9.875% Senior Notes due 2019

New York, New York 10013

 

 

 

 

 

Credit Suisse Securities (USA) LLC

 

8.000% Senior Secured Second Lien Notes due 2019

Eleven Madison Avenue

 

9.875% Senior Notes due 2019

New York, New York 10010

 

 

 

 

 

Morgan Stanley & Co. LLC

 

8.000% Senior Secured Second Lien Notes due 2019

1585 Broadway

 

9.875% Senior Notes due 2019

 

31



Table of Contents

 

New York, New York 10036

 

 

 

 

 

RBS Securities Inc.

 

8.000% Senior Secured Second Lien Notes due 2019

600 Washington Boulevard

 

9.875% Senior Notes due 2019

Stamford, Connecticut 06901

 

 

 

 

 

BMO Capital Markets Corp.

 

8.000% Senior Secured Second Lien Notes due 2019

3 Times Square, 28th Floor

 

9.875% Senior Notes due 2019

New York, New York 10036

 

 

 

 

 

CIBC World Markets Corp.

 

8.000% Senior Secured Second Lien Notes due 2019

300 Madison Avenue, 5th Floor

 

9.875% Senior Notes due 2019

New York, New York 10017

 

 

 

 

 

Credit Agricole Securities (USA) Inc.

 

8.000% Senior Secured Second Lien Notes due 2019

1301 Avenue of the Americas

 

9.875% Senior Notes due 2019

New York, New York 10019

 

 

 

 

 

RBC Capital Markets, LLC

 

8.000% Senior Secured Second Lien Notes due 2019

Three World Financial Center

 

9.875% Senior Notes due 2019

200 Vesey Street

 

 

New York, New York 10013

 

 

 

 

 

Mizuho Securities USA Inc.

 

8.000% Senior Secured Second Lien Notes due 2019

320 Park Avenue

 

9.875% Senior Notes due 2019

12th Floor

 

 

 

 

 

Santander Investment Securities Inc.

 

8.000% Senior Secured Second Lien Notes due 2019

45 East 53rd Street

 

 

New York, New York 10022

 

 

 

 

 

Natixis Securities Americas LLC

 

8.000% Senior Secured Second Lien Notes due 2019

1251 Avenue of the Americas

 

 

New York, New York 10020

 

 

 

 

 

BBVA Securities Inc.

 

8.000% Senior Secured Second Lien Notes due 2019

1345 Avenue of the Americas, 45th Fl.

 

 

New York, New York 10105

 

 

 

 

 

ING Financial Markets LLC

 

8.000% Senior Secured Second Lien Notes due 2019

1325 Avenue of the Americas

 

 

New York, New York 10019

 

 

 

 

 

BB&T Capital Markets, a division of BB&T Securities, LLC

 

8.000% Senior Secured Second Lien Notes due 2019

1133 Avenue of the Americas

 

 

27th Floor

 

 

New York, New York 10036

 

 

 

 

 

Fifth Third Securities, Inc.

 

8.000% Senior Secured Second Lien Notes due 2019

38 Fountain Square Plaza

 

 

Fifth Third Center

 

 

Cincinnati, Ohio 45202-3102

 

 

 

 

 

Regions Securities LLC

 

8.000% Senior Secured Second Lien Notes due 2019

3050 Peachtree Road NW

 

 

Suite 400

 

 

 

32



Table of Contents

 

Atlanta, Georgia 30305

 

 

 

 

 

Deutsche Bank Securities Inc.

 

9.875% Senior Notes due 2019

60 Wall Street

 

 

4th Floor

 

 

New York, NY 10005

 

 

 

 

 

FBR Capital Markets & Co.

 

9.875% Senior Notes due 2019

1001 Nineteenth Street North

 

 

Floor 18

 

 

Arlington, VA 22209

 

 

 

 

 

Lazard Capital Markets LLC

 

9.875% Senior Notes due 2019

30 Rockefeller Plaza

 

 

New York, NY 10020

 

 

 

 

 

Mitsubishi UFJ Securities (USA), Inc.

 

9.875% Senior Notes due 2019

1633 Broadway

 

 

29th floor

 

 

New York, NY 10019

 

 

 

 

 

Natixis Securities Americas LLC

 

9.875% Senior Notes due 2019

1251 Avenue of the Americas

 

 

New York, New York 10020

 

 

 

 

 

Santander Investment Securities Inc.

 

9.875% Senior Notes due 2019

45 East 53rd Street

 

 

New York, New York 10022

 

 

 

 

 

SMBC Nikko Capital Markets Limited

 

9.875% Senior Notes due 2019

One New Change

 

 

London, EC4M 9AF

 

 

 

 

 

Stifel, Nicolaus & Company, Incorporated

 

9.875% Senior Notes due 2019

One Financial Plaza

 

 

501 North Broadway

 

 

St. Louis, Missouri 63102

 

 

 

 

 

UBS Securities LLC

 

9.875% Senior Notes due 2019

677 Washington Blvd

 

 

Stamford, Connecticut 06901

 

 

 

 

 

U.S. Bancorp Investments, Inc.

 

9.875% Senior Notes due 2019

U.S. Bancorp Center

 

 

800 Nicollet Mall

 

 

Minneapolis, Minnesota 55402

 

 

 

(b) There is no proposed underwriter for the New Notes that are proposed to be offered in the connection with the New Indenture that is qualified under this Application.

 

33



Table of Contents

 

CAPITAL SECURITIES

 

7. Capitalization

 

(a) The authorized and outstanding securities of the Company as of June 30, 2015 were as follows:

 

(1) Arch Coal, Inc.

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $0.01 per share

 

260,000,000 shares

 

212,947,135 shares

Preferred Stock, par value $0.01 per share

 

10,000,000 shares

 

0 shares

7.00% senior notes due 2019

 

$1,000,000,000

 

$1,000,000,000

8.00% second lien notes due 2019

 

$350,000,000

 

$350,000,000

9.875% senior notes due 2019

 

$375,000,000

 

$363,997,000

7.25% senior notes due 2020

 

$500,000,000

 

$500,000,000

7.25% senior notes due 2021

 

$1,000,000,000

 

$1,000,000,000

 

(2) ACI Terminal, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(3) Allegheny Land Company *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, no par value

 

1,000 shares

 

20 shares

 

(4) Arch Coal Sales Company, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $1.00 per share

 

5,000 shares

 

1,110 shares

 

(5) Arch Coal West, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100

 

(6) Arch Development, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(7) Arch Energy Resources, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(8) Arch Reclamation Services, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $10.00 per share

 

1,000 shares

 

100 shares

 

34



Table of Contents

 

(9) Arch Western Acquisition Corporation *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $0.01 per share

 

1,000 shares

 

10 shares

 

(10) Arch Western Acquisition, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(11) Arch Western Bituminous Group, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(12) Arch Western Finance, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(13) Arch Western Resources, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Membership Interest

 

N/A

 

100% of membership interest

 

(14) Arch Of Wyoming, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(15) Ark Land Company *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $100.00 per share

 

1,000 shares

 

612 shares

 

(16) Ark Land KH, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, no par value

 

1,000 shares

 

1,000 shares

 

(17) Ark Land LT, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $1.00 per share

 

1,000 shares

 

1,000 shares

 

(18) Ark Land WR, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $1.00 per share

 

1,000 shares

 

1,000 shares

 

(19) Ashland Terminal, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, no par value

 

1,000 shares

 

10 shares

 

35



Table of Contents

 

(20) Bronco Mining Company, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $10.00 per share

 

500 shares

 

100 shares

 

(21) Catenary Coal Holdings, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $100.00 per share

 

1,000 shares

 

10 shares

 

(22) Coal-Mac, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, no par value per share

 

1,000 shares

 

300 shares

Class A Preferred Stock, no par value per share

 

500 shares

 

0 shares

Class B Preferred Stock, no par value per share

 

1,000 shares

 

606 shares

 

(23) CoalQuest Development LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Membership Units

 

100 membership units

 

100 membership units

 

(24) Cumberland River Coal Company *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $100.00 per share

 

1,000 shares

 

10 shares

 

(25) Hawthorne Coal Company, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $10.00 per share

 

100 shares

 

100 shares

 

(26) Hunter Ridge, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Class A Common Stock, par value $100.00 per share

 

500 shares

 

254 and 23/100 shares

Class B Common Stock, par value $100.00 per share

 

500 shares

 

0

Class A Preferred Stock, par value $1.00 per share

 

200 shares

 

0

Class B Preferred Stock, par value $2,500.00 per share

 

10,000 shares

 

0

Class C Preferred Stock, par value $13,000.00 per share

 

1,000 shares

 

0

Class D Preferred Stock, par value $7,000.00 per share

 

1,000 shares

 

0

 

(27) Hunter Ridge Coal Company *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $100 per share

 

1,000 shares

 

10 shares

 

(28) Hunter Ridge Holdings, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $0.01 per share

 

100 shares

 

100 shares

 

(29) ICG, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $0.01 per share

 

100 shares

 

100 shares

 

36



Table of Contents

 

(30) ICG, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(31) ICG Beckley, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(32) ICG East Kentucky, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(33) ICG Eastern, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(34) ICG Eastern Land, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(35) ICG Illinois, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(36) ICG Knott County, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(37) ICG Natural Resources, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(38) ICG Tygart Valley, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(39) International Coal Group, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $0.01 per share

 

10,000 shares

 

10 shares

Preferred Stock, par value $0.01 per share

 

10,000 shares

 

 

(40) Juliana Mining Company, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $10.00 per share

 

500 shares

 

500 shares

 

37



Table of Contents

 

(41) King Knob Coal Co., Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $100.00 per share

 

500 shares

 

250 shares

 

(42) Lone Mountain Processing, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $100.00 per share

 

1,000 shares

 

10 shares

 

(43) Marine Coal Sales Company *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $100.00 per share

 

1,000 shares

 

100 shares

 

(44) Melrose Coal Company, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $10.00 per share

 

100 shares

 

100 shares

 

(45) Mingo Logan Coal Company *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $1.00 per share

 

100,000 shares

 

1,000 shares

 

(46) Mountain Coal Company, L.L.C. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(47) Mountain Gem Land, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, no par value

 

1,000 shares

 

10 shares

 

(48) Mountain Mining, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, no par value

 

100 shares

 

100 shares

 

(49) Mountaineer Land Company *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, no par value

 

1,000 shares

 

110 shares

 

(50) Otter Creek Coal, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(51) Patriot Mining Company, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $10.00 per share

 

100 shares

 

100 shares

 

38



Table of Contents

 

(52) Powell Mountain Energy, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 unites

 

(53) Prairie Holdings, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, no par value

 

1,000 shares

 

1,000 shares

 

(54) Shelby Run Mining Company, LLC *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(55) Simba Group, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $100.00 per share

 

1,000 shares

 

1 share

 

(56) Thunder Basin Coal Company, L.L.C. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(57) Triton Coal Company, L.L.C. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Units

 

100 units

 

100 units

 

(58) Upshur Property, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $1.00 per share

 

2,000 shares

 

1,000 shares

 

(59) Vindex Energy Corporation *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $10.00 per share

 

100 shares

 

100 shares

 

(60) Western Energy Resources, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $1.00 per share

 

1,000 shares

 

100 shares

 

(61) White Wolf Energy, Inc. *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $10.00 per share

 

100 shares

 

100 shares

 

(62) Wolf Run Mining Company *

 

Title of Class

 

Amount Authorized

 

Amount Outstanding

Common Stock, par value $10.00 per share

 

500 shares

 

100 shares

 


*                 Guarantor of the 8.00% second lien notes due 2019, the 7.00% senior notes due 2019, the 9.875% senior notes due 2019, the 7.25% senior notes due 2020 and the 7.25% senior notes due 2021.

 

39



Table of Contents

 

(b) Except as may be otherwise provided by law, the Certificate of Incorporation or the Bylaws, each stockholder of record present in person or by proxy shall be entitled, at every stockholders’ meeting, to one vote for each share of capital stock having voting power standing in the name of such stockholder on the books of the Corporation.  Limited liability interests are voted by the sole members.

 

40



Table of Contents

 

INDENTURE SECURITIES

 

8. Analysis of indenture provisions.

 

The New Notes will be issued under the New Indenture to be entered into among the Company, the Guarantors and the Trustee. The following is a general analysis of certain provisions of the New Notes and is qualified in its entirety by reference to the New Indenture filed as an exhibit hereto. The Company has not entered into the New Indenture as of the date of this filing, and the terms of the New Indenture are subject to change prior to its execution.

 

(a) Events of Default; Withholding of Notice

 

Events of Default in respect of the New Notes include:

 

(1)         failure to make the payment of any interest on the New Notes when the same becomes due and payable, and such failure continues for a period of 30 days;

 

(2)         failure to make the payment of any principal of, or premium, if any, on, the New Notes when the same becomes due and payable at its stated maturity, upon acceleration, optional redemption, required repurchase or otherwise;

 

(3)         failure to comply with the covenants pertaining to repurchase at the option of Holders upon a change of control, limitation on asset sales, and merger, consolidation and sale of property;

 

(4) failure to comply with the covenant pertaining to SEC Reports for 120 days after written notice is given to the Company as provided below;

 

(5)         failure to comply with any other covenant or agreement in the New Notes, the New Indenture or the note guarantees (other than a failure that is the subject of the foregoing clause (1), (2), (3) or (4)), and such failure continues for 60 days after written notice is given to the Company as provided below;

 

(6)         a default under any debt by the Company or any restricted subsidiary that results in acceleration of the maturity of such debt, or failure to pay any such debt at maturity, in an aggregate amount greater than $100.0 million or its foreign currency equivalent at the time (the “cross acceleration provisions”);

 

(7)         any final judgment or judgments for the payment of money in an aggregate amount in excess of $100.0 million (or its foreign currency equivalent at the time), to the extent such judgments are not paid or covered by insurance provided by a reputable carrier that shall be rendered against the Company or any restricted subsidiary and that shall not be waived, satisfied, stayed or discharged for any period of 60 consecutive days after the date on which the right to appeal has expired (the “judgment default provisions”);

 

(8)         certain events involving bankruptcy, insolvency or reorganization of the Company, any guarantor or any other significant subsidiary (the “bankruptcy provisions”);

 

(9)         any note guarantee shall be held in any judicial proceeding to be unenforceable or invalid or shall cease for any reason (other than in accordance with the provisions of the New Indenture) to be in full force and effect or any guarantor, or any person acting on behalf of any guarantor, shall deny or disaffirm its obligations under any note guarantee; and

 

(10)  unless all of the collateral has been released from the 1.5 priority liens in accordance with the provisions of the security documents, (x) default by the Company or any guarantor in the performance of the security documents which adversely affects the enforceability, validity, perfection or priority of the 1.5 priority liens on any collateral, individually or in the aggregate, having a fair market value in excess of $100.0 million, (y) the repudiation or disaffirmation by the Company or any guarantor of its material obligations under the security documents or (z) the determination in a judicial proceeding that the security documents are unenforceable or invalid against the Company or any guarantor party thereto for any reason with respect to any collateral, individually or in the aggregate, having a fair market value in excess of $100.0 million, in each case, which default, repudiation, disaffirmation or determination is not rescinded, stayed, or waived by the persons having such authority pursuant to the security documents or otherwise cured within 60 days after the Company receives written notice thereof specifying such

 

41



Table of Contents

 

occurrence from the Trustee or the Holders of at least 25% of the outstanding principal amount of the New Notes and demanding that such default be remedied.

 

“Default” means any event which is, or after notice or passage of time or both would be, an Event of Default.

 

A Default under clauses (3) or (4) is not an Event of Default until the Trustee or the Holders of not less than 25% in aggregate principal amount of the New Notes then outstanding notify the Company of the Default and the Company does not cure such Default within the time specified after receipt of such notice. Such notice must specify the Default, demand that it be remedied and state that such notice is a “Notice of Default.”

 

The Company shall deliver to the Trustee, within 30 days after the occurrence thereof, written notice in the form of an officers’ certificate of any event that with the giving of notice or the lapse of time or both would become an Event of Default, its status and what action is being taken or proposed to be taken with respect thereto.

 

If a Default or an Event of Default occurs and is continuing and is known to a trust officer of the Trustee, the Trustee shall mail to each Holder notice of the Default or Event of Default within five business days after its occurrence. Except in the case of a Default or an Event of Default in payment of principal of, premium, if any, on the New Notes or interest, if any, on any New Note, the Trustee may withhold the notice to the Holders if and so long as a committee of its trust officers in good faith determines that withholding the notice is in the interests of the Holders.

 

(b) Authentication and Delivery of the Notes; Use of Proceeds

 

The New Notes to be issued under the New Indenture may be executed by manual or facsimile signature on behalf of the Company by any of the following persons: (i) the Chief Executive Officer, (ii) the President, (iii) the Senior Vice President and Chief Financial Officer, (iv) the Senior Vice President — Law, General Counsel and Secretary, (v) the Controller, (vi) the Treasurer, (vii) any Assistant Secretary, (viii) any Assistant Treasurer and (ix) any such other officer of the Company as the Chief Executive Officer may in his discretion designate.

 

The New Notes shall not be valid or obligatory for any purpose until an authorized signatory of the Trustee manually signs the certificate of authentication on the New Note. The signature shall be conclusive evidence that the New Note has been authenticated. The Company shall execute and the Trustee shall authenticate the New Notes pursuant to a written order signed in the name of the Company by any person authorized by a resolution of the directors, officers or shareholders of the Company or such other similar governing body or person of the Company.

 

The Trustee may appoint an authenticating agent reasonably acceptable to the Company to authenticate the New Notes. Unless limited by the terms of such appointment, any such authenticating agent may authenticate New Notes whenever the Trustee may do so. The Trustee shall have the right to decline to authenticate and deliver any New Notes if the Trustee, being advised by counsel, determines that such action may not lawfully be taken or if the Trustee in good faith shall determine that such action would expose the Trustee to personal liability to existing Holders.

 

There will be no proceeds from the issuance of the New Notes because the New Notes will be exchanged for the Old Notes.

 

(c) Release and Substitution of Property Subject to the Lien of the Indenture

 

The security documents and the New Indenture will provide that the 1.5 priority liens securing the note guarantee of any guarantor will be automatically released when such guarantor’s note guarantee is released in accordance with the terms of the New Indenture. In addition, the 1.5 priority liens securing the obligations under the New Notes and the New Indenture will be released (a) in whole, upon a legal defeasance or a covenant defeasance of the New Notes, (b) in whole, upon satisfaction and discharge of the New Indenture, (c), in whole, upon payment in full of principal, interest and all other obligations on the New Notes issued under the New Indenture, (d) in whole or in part, with the consent of the requisite Holders of the New Notes in accordance with the amendment and waiver provisions, including, without limitation, consents obtained in connection with a tender offer or exchange offer for, or purchase of, New Notes; (e) in whole, upon the first date that the New Notes have investment grade ratings from both Standard & Poor’s Ratings Services and Moody’s Investors Service, Inc. and no Default or Event of Default has occurred and is continuing under the New Indenture; and (f) in part, as to any asset constituting collateral (A) that is sold or otherwise disposed of by the Company or any of the guarantors in a transaction permitted by the

 

42



Table of Contents

 

covenant limiting asset sales and by the security documents (to the extent of the interest sold or disposed of) or otherwise permitted by the New Indenture and the security documents, if all other liens on that asset securing the first lien obligations and any pari passu secured debt then secured by that asset (including all commitments thereunder) are released, (B) that is used to make a restricted payment or permitted investment permitted by the New Indenture, (C) that becomes excluded collateral, (D) that is otherwise released in accordance with, and as expressly provided for in accordance with, the New Indenture and the security documents.

 

The Company must deliver an officers’ certificate to the collateral agent within 30 calendar days following the end of each six-month period beginning on each interest payment date, to the effect that all such releases and withdrawals during the preceding six-month period (or since the issue date, in the case of the first such officers’ certificate) as described in clause (f) of the preceding paragraph, were not prohibited by the New Indenture.

 

The Company shall comply with Section 314(a)(4) of the Trust Indenture Act.

 

(d) Satisfaction and Discharge of the Indenture

 

The New Indenture will be discharged and will cease to be of further effect as to all New Notes issued thereunder, when:

 

(1)         either:

 

(a)         all New Notes that have been authenticated (except lost, stolen or destroyed New Notes that have been replaced or paid and New Notes for whose payment money has theretofore been deposited in trust and thereafter repaid to the Company) have been delivered to the Trustee for cancellation; or

 

(b)         all New Notes that have not been delivered to the Trustee for cancellation are to be called for redemption within one year and an irrevocable notice of redemption with respect thereto has been deposited with the Trustee or will become due and payable within one year and the Company or a Guarantor has irrevocably deposited or caused to be deposited with the Trustee as trust funds in trust solely for the benefit of the Holders, cash in U.S. dollars, U.S. government obligations, or a combination thereof, in such amounts as will be sufficient without consideration of any reinvestment of interest, to pay and discharge the entire indebtedness on the New Notes not delivered to the Trustee for cancellation for principal, premium, if any, and accrued interest to the date of maturity or redemption;

 

(2)         no Default or Event of Default will have occurred and be continuing on the date of such deposit or will occur as a result of such deposit and such deposit will not result in a breach or violation of, or constitute a default under, any other instrument to which the Company or any Guarantor is a party or by which the Company or any Guarantor is bound;

 

(3)         the Company or any Guarantor has paid or caused to be paid all sums payable by it under the New Indenture; and

 

(4)         the Company has delivered irrevocable instructions to the Trustee under the New Indenture to apply the deposited money toward the payment of the New Notes at maturity or the redemption date, as the case may be.

 

In addition, the Company must deliver an officers’ certificate and an opinion of counsel to the Trustee stating that all conditions precedent to satisfaction and discharge have been satisfied.

 

The collateral will be released from the liens securing the New Notes upon a satisfaction and discharge in accordance with the provisions described above.

 

(e) Evidence Required to be Furnished by the Company to the Trustee as to Compliance with the Conditions and Covenants Provided for in the Indenture

 

The Company shall deliver to the Trustee, within 90 days after the end of each fiscal year, an officers’ certificate stating that in the course of the performance by the signer of its duties as an officer of the Company he or she would normally have knowledge of any Default and whether or not the signer knows of any Default that occurred during such period and if any specifying such Default, its status and what action the Company is taking or proposed to take with respect thereto.

 

43



Table of Contents

 

The Company shall deliver to the Trustee, within 30 days after the occurrence thereof, written notice in the form of an officers’ certificate of any event that with the giving of notice or the lapse of time or both would become an Event of Default, its status and what action is being taken or proposed to be taken with respect thereto.

 

Every certificate or opinion with respect to compliance with a condition or covenant shall include a statement that each individual signing such certificate or opinion has read such covenant or condition and the definitions relating thereto, a brief statement as to the nature and scope of the examination or investigation upon which the statements or opinions contained in such certificate or opinion are based, a statement that, in the opinion of each such individual, he or she has made such examination or investigation as is necessary to enable him to express an informed opinion as to whether or not such covenant or condition has been complied with, and a statement as to whether, in the opinion of such individual, such condition or covenant has been complied with.

 

9. Other Obligors

 

No person, other than the Applicants, is an obligor of the New Notes.

 

The mailing address for each Applicant is One CityPlace Drive, Ste. 300, St. Louis, Missouri 63141.

 

Contents of Application for Qualification. This application for qualification comprises —

 

(a) Pages numbered 1 to 44, consecutively.

 

(b) The statement of eligibility and qualification of the trustee under the indenture to be qualified.

 

(c) The following exhibits in addition to those filed as part of the statement of eligibility and qualification of the trustee:

 

Exhibit

 

Description

T3A1

 

Restated Certificate of Incorporation of Arch Coal, Inc. (1)

T3B1

 

Arch Coal, Inc. Amended and Restated Bylaws, as amended and restated effective as of February 26, 2015 (2)

T3A2

 

Certificate of Formation of ACI Terminal, LLC*

T3B2

 

Limited Liability Company Agreement of ACI Terminal, LLC*

T3A3

 

Amended and Restated Certificate of Incorporation of Allegheny Land Company (3)

T3B3

 

Bylaws of Allegheny Land Company (4)

T3A4

 

Amended and Restated Certificate of Incorporation of Arch Coal Sales Company, Inc. (5)

T3B4

 

Bylaws of Arch Coal Sales Company, Inc. (6)

T3A5

 

Certificate of Formation of Arch Coal West, LLC (7) 

T3B5

 

Amended and Restated Limited Liability Company Agreement of Arch Coal West, LLC (8)

T3A6

 

Certificate of Formation of Arch Development, LLC (9)

T3B6

 

Amended and Restated Limited Liability Company Agreement of Arch Development, LLC (10)

T3A7

 

Certificate of Formation of Arch Energy Resources, LLC (11)

T3B7

 

Amended and Restated Limited Liability Company Agreement of Arch Energy Resources, LLC (12)

T3A8

 

Amended and Restated Certificate of Incorporation of Arch Reclamation Services, Inc. (13)

T3B8

 

Bylaws of Arch Reclamation Services, Inc. (14)

T3A9

 

Certificate of Incorporation of Arch Western Acquisition Corporation (15)

T3B9

 

Bylaws of Arch Western Acquisition Corporation (16)

T3A10

 

Certificate of Formation of Arch Western Acquisition, LLC*

T3B10

 

Limited Liability Company Agreement of Arch Western Acquisition, LLC*

T3A11

 

Certificate of Formation of Arch Western Bituminous Group, LLC (17)

T3B11

 

Amended and Restated Limited Liability Company Agreement of Arch Western Bituminous Group, LLC (18)

T3A12

 

Certificate of Formation of Arch Western Finance, LLC (19)

T3B12

 

Second Amended and Restated Limited Liability Company Agreement of Arch Western Finance, LLC (20)

T3A13

 

Certificate of Formation of Arch Western Resources, LLC (21)

 

44



Table of Contents

 

Exhibit

 

Description

T3B13

 

Limited Liability Company Agreement of Arch Western Resources, LLC (22)

T3A14

 

Certificate of Formation of Arch of Wyoming, LLC (23)

T3B14

 

Amended and Restated Limited Liability Company Agreement of Arch of Wyoming, LLC (24)

T3A15

 

Amended and Restated Certificate of Incorporation of Ark Land Company (25)

T3B15

 

Bylaws of Ark Land Company (26)

T3A16

 

Certificate of Incorporation of Ark Land KH, Inc. (27)

T3B16

 

Bylaws of Ark Land KH, Inc. (28)

T3A17

 

Amended and Restated Certificate of Incorporation of Ark Land LT, Inc. (29)

T3B17

 

Bylaws of Ark Land LT, Inc. (30)

T3A18

 

Amended and Restated Certificate of Incorporation of Ark Land WR, Inc. (31)

T3B18

 

Bylaws of Ark Land, WR, Inc. (32)

T3A19

 

Amended and Restated Certificate of Incorporation of Ashland Terminal, Inc. (33)

T3B19

 

Bylaws of Ashland Terminal, Inc. (34)

T3A20

 

Articles of Incorporation of Bronco Mining Company, Inc. (35)

T3B20

 

By-laws of Bronco Mining Company, Inc. (36)

T3A21

 

Amended and Restated Certificate of Incorporation of Catenary Coal Holdings, Inc. (37)

T3B21

 

Bylaws of Catenary Coal Holdings, Inc. (38)

T3A22

 

Amended and Restated Articles of Incorporation of Coal-Mac, Inc. (39)

T3B22

 

Bylaws of Coal-Mac, Inc. (40)

T3A23

 

Certificate of Formation of CoalQuest Development LLC (41)

T3B23

 

Third Amended and Restated Limited Liability Company Agreement of CoalQuest Development LLC (42)

T3A24

 

Amended and Restated Certificate of Incorporation of Cumberland River Coal Company (43)

T3B24

 

Bylaws of Cumberland River Coal Company (44)

T3A25

 

Articles of Incorporation of Hawthorne Coal Company, Inc. (45)

T3B25

 

Bylaws of Hawthorne Coal Company, Inc. (46)

T3A26

 

Certificate of Incorporation of Hunter Ridge, Inc. (47)

T3B26

 

By-laws of Hunter Ridge, Inc. (48)

T3A27

 

Certificate of Incorporation of Hunter Ridge Coal Company (49)

T3B27

 

By-laws of Hunter Ridge Coal Company (50)

T3A28

 

Certificate of Incorporation of Hunter Ridge Holdings, Inc. (51)

T3B28

 

By-laws of Hunter Ridge Holdings, Inc. (52)

T3A29

 

Second Amended and Restated Certificate of Incorporation of ICG, Inc. (53)

T3B29

 

Amended and Restated Bylaws of ICG, Inc. (54)

T3A30

 

Certificate of Formation of ICG, LLC (55)

T3B30

 

Amended and Restated Limited Liability Company Agreement of ICG, LLC (56)

T3A31

 

Certificate of Formation of ICG Beckley, LLC (57)

T3B31

 

Amended and Restated Limited Liability Company Agreement of ICG Beckley, LLC (58)

T3A32

 

Certificate of Formation of ICG East Kentucky, LLC (59)

T3B32

 

Amended and Restated Limited Liability Company Agreement of ICG East Kentucky, LLC (60)

T3A33

 

Certificate of Formation of ICG Eastern, LLC (61)

T3B33

 

Amended and Restated Limited Liability Company Agreement of ICG Eastern, LLC (62)

T3A34

 

Certificate of Formation of ICG Eastern Land, LLC (63)

T3B34

 

Amended and Restated Limited Liability Company Agreement of ICG Eastern Land, LLC (64)

T3A35

 

Certificate of Formation of ICG Illinois, LLC (65)

T3B35

 

Amended and Restated Limited Liability Company Agreement of ICG Illinois, LLC (66)

T3A36

 

Certificate of Formation of ICG Knott County, LLC (67)

T3B36

 

Amended and Restated Limited Liability Company Agreement of ICG Knott County, LLC (68)

T3A37

 

Certificate of Formation of ICG Natural Resources, LLC (69)

 

45



Table of Contents

 

Exhibit

 

Description

T3B37

 

Amended and Restated Limited Liability Company Agreement of ICG Natural Resources, LLC (70)

T3A38

 

Certificate of Formation of ICG Tygart Valley, LLC (71)

T3B38

 

Amended and Restated Limited Liability Company Agreement of ICG Tygart Valley, LLC (72)

T3A39

 

Second Amended and Restated Certificate of Incorporation of International Coal Group, Inc. (73)

T3B39

 

Second Amended and Restated By-Laws of International Coal Group, Inc. (74)

T3A40

 

Articles of Incorporation of Juliana Mining Company, Inc. (75)

T3B40

 

By-laws of Juliana Mining Company, Inc. (76)

T3A41

 

Articles of Incorporation of King Knob Coal Co., Inc. (77)

T3B41

 

Amended and Restated By-laws of King Knob Coal Co., Inc. (78)

T3A42

 

Amended and Restated Certificate of Incorporation of Lone Mountain Processing, Inc. (79)

T3B42

 

Bylaws of Lone Mountain Processing, Inc. (80)

T3A43

 

Certificate of Incorporation of Marine Coal Sales Company (81)

T3B43

 

First Amended and Restated By-laws of Marine Coal Sales Company (82)

T3A44

 

Articles of Incorporation of Melrose Coal Company, Inc. (83)

T3B44

 

By-laws of Melrose Coal Company, Inc. (84)

T3A45

 

Amended and Restated Certificate of Incorporation of Mingo Logan Coal Company (85)

T3B45

 

Bylaws of Mingo Logan Coal Company (86)

T3A46

 

Certificate of Formation of Mountain Coal Company, L.L.C. (87)

T3B46

 

Amended and Restated Limited Liability Company Agreement of Mountain Coal Company, L.L.C. (88)

T3A47

 

Amended and Restated Articles of Incorporation of Mountain Gem Land, Inc. (89)

T3B47

 

Bylaws of Mountain Gem Land, Inc. (90)

T3A48

 

Amended and Restated Certificate of Incorporation of Mountain Mining, Inc. (91)

T3B48

 

Bylaws of Mountain Mining, Inc. (92)

T3A49

 

Amended and Restated Certificate of Incorporation of Mountaineer Land Company (93)

T3B49

 

Bylaws of Mountaineer Land Company (94)

T3A50

 

Certificate of Formation of Otter Creek Coal, LLC (95)

T3B50

 

Amended and Restated Limited Liability Company Agreement of Otter Creek Coal, LLC (96)

T3A51

 

Agreement of Incorporation of Patriot Mining Company, Inc. (97)

T3B51

 

Amended and Restated By-laws of Patriot Mining Company, Inc. (98)

T3A52

 

Certificate of Formation of Powell Mountain Energy, LLC (99)

T3B52

 

Third Amended and Restated Limited Liability Company Agreement of Powell Mountain Energy, LLC (100)

T3A53

 

Certificate of Incorporation of Prairie Holdings, Inc. (101)

T3B53

 

Bylaws of Prairie Holdings, Inc. (102)

T3A54

 

Certificate of Formation of Shelby Run Mining Company, LLC (103)

T3B54

 

Amended and Restated Limited Liability Company Agreement of Shelby Run Mining Company, LLC (104)

T3A55

 

Certificate of Incorporation of Simba Group, Inc. (105)

T3B55

 

By-laws of Simba Group, Inc. (106)

T3A56

 

Certificate of Formation of Thunder Basin Coal Company, L.L.C. (107)

T3B56

 

Amended and Restated Limited Liability Company Agreement of Thunder Basin Coal Company, L.L.C. (108)

T3A57

 

Certificate of Formation of Triton Coal Company, L.L.C. (109)

T3B57

 

Fifth Amended and Restated Limited Liability Company Agreement of Triton Coal Company, L.L.C. (110)

T3A58

 

Certificate of Incorporation of Upshur Property, Inc. (111)

T3B58

 

By-laws of Upshur Property, Inc. (112)

T3A59

 

Articles of Incorporation of Vindex Energy Corporation (113)

T3B59

 

Bylaws of Vindex Energy Corporation (114)

T3A60

 

Amended and Restated Certificate of Incorporation of Western Energy Resources, Inc. (115)

T3B60

 

Bylaws of Western Energy Resources, Inc. (116)

 

46



Table of Contents

 

Exhibit

 

Description

T3A61

 

Articles of Incorporation of White Wolf Energy, Inc. (117)

T3B61

 

Bylaws of White Wolf Energy, Inc. (118)

T3A62

 

Articles of Incorporation of Wolf Run Mining Company (119)

T3B62

 

Amended By-laws of Wolf Run Mining Company (120)

T3C

 

Form of Indenture among Arch Coal, Inc., the subsidiary guarantors and U.S. Bank National Association, as trustee and collateral agent, for the 8.000% Senior Secured Notes due 2022**

T3D

 

Not Applicable

T3E

 

Offer to Exchange Notice, including the Form of Exchange Agreement (which in turn includes Annexes — entitled Description of New 2022 Secured Notes, certain Risk Factors and Certain U.S. Federal Income Tax Considerations)**

T3F

 

Cross-reference sheet showing the location in the New Indenture of the provisions inserted therein pursuant to Section 310 through 318(a), inclusive, of the Trust Indenture Act of 1939 (121)**

25.1

 

Statement of Eligibility and Qualification Under the Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee*

 


*                 Previously filed with the Form T-3 on July 2, 2015.

**Filed herewith.

 

(1)                                 Incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on May 5, 2006.

 

(2)                                 Incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on February 27, 2015.

 

(3)                                 Incorporated herein by reference to Exhibit 3.4 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(4)                                 Incorporated herein by reference to Exhibit 3.5 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(5)                                 Incorporated herein by reference to Exhibit 3.5 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(6)                                 Incorporated herein by reference to Exhibit 3.6 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(7)                                 Incorporated herein by reference to Exhibit 3.9 to the Registration Statement on Form S-4 (Reg. No. 333-179842) filed by the Company on March 1, 2010.

 

(8)                                 Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(9)                                 Incorporated herein by reference to Exhibit 3.9 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(10)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(11)                          Incorporated herein by reference to Exhibit 3.11 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(12)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(13)                          Incorporated herein by reference to Exhibit 3.13 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(14)                          Incorporated herein by reference to Exhibit 3.14 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

47



Table of Contents

 

(15)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(16)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(17)                          Incorporated herein by reference to Exhibit 3.5 to the Registration Statement on Form S-4 (Reg. No. 333-122141) filed by Arch Western Finance, LLC on January 19, 2005.

 

(18)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(19)                          incorporated herein by reference to Exhibit 3.1 to the Registration Statement on Form S-4 (Reg. No. 333-107569) filed by Arch Western Finance, LLC on August 1, 2003.

 

(20)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(21)                          Incorporated herein by reference to Exhibit 3.3 to the Registration Statement on Form S-4 (Reg. No. 333-107569) filed by Arch Western Finance, LLC on August 1, 2003.

 

(22)                          Incorporated herein by reference to Exhibit 3.4 to the Registration Statement on Form S-4 (Reg. No. 333-107569) filed by Arch Western Finance, LLC on August 1, 2003.

 

(23)                          Incorporated herein by reference to Exhibit 3.5 to the Registration Statement on Form S-4 (Reg. No. 333-107569) filed by Arch Western Finance, LLC on August 1, 2003.

 

(24)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(25)                          Incorporated herein by reference to Exhibit 3.15 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(26)                          Incorporated herein by reference to Exhibit 3.16 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(27)                          Incorporated herein by reference to Exhibit 3.17 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(28)                          Incorporated herein by reference to Exhibit 3.18 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(29)                          Incorporated herein by reference to Exhibit 3.19 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(30)                          Incorporated herein by reference to Exhibit 3.20 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(31)                          Incorporated herein by reference to Exhibit 3.21 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(32)                          Incorporated herein by reference to Exhibit 3.22 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(33)                          Incorporated herein by reference to Exhibit 3.23 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(34)                          Incorporated herein by reference to Exhibit 3.24 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

48



Table of Contents

 

(35)                          Incorporated herein by reference to Exhibit 3.9 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(36)                          Incorporated herein by reference to Exhibit 3.10 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(37)                          Incorporated herein by reference to Exhibit 3.25 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(38)                          Incorporated herein by reference to Exhibit 3.26 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(39)                          Incorporated herein by reference to Exhibit 3.27 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(40)                          Incorporated herein by reference to Exhibit 3.28 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(41)                          Incorporated herein by reference to Exhibit 3.11 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(42)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(43)                          Incorporated herein by reference to Exhibit 3.29 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(44)                          Incorporated herein by reference to Exhibit 3.30 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(45)                          Incorporated herein by reference to Exhibit 3.13 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(46)                          Incorporated herein by reference to Exhibit 3.14 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(47)                          Incorporated herein by reference to Exhibit 3.39 to the Registration Statement on Form S-4 (Reg. No. 333-179842) filed by the Company on March 1, 2010.

 

(48)                          Incorporated herein by reference to Exhibit 3.40 to the Registration Statement on Form S-4 (Reg. No. 333-179842) filed by the Company on March 1, 2010.

 

(49)                          Incorporated herein by reference to Exhibit 3.17 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(50)                          Incorporated herein by reference to Exhibit 3.18 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(51)                          Incorporated herein by reference to Exhibit 3.43 to the Registration Statement on Form S-4 (Reg. No. 333-179842) filed by the Company on March 1, 2010.

 

(52)                          Incorporated herein by reference to Exhibit 3.44 to the Registration Statement on Form S-4 (Reg. No. 333-179842) filed by the Company on March 1, 2010.

 

(53)                          Incorporated herein by reference to Exhibit 3.35 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(54)                          Incorporated herein by reference to Exhibit 3.46 to the Registration Statement on Form S-4 (Reg. No. 333-179842) filed by the Company on March 1, 2010.

 

49



Table of Contents

 

(55)                          Incorporated herein by reference to Exhibit 3.39 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(56)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(57)                          Incorporated herein by reference to Exhibit 3.21 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(58)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(59)                          Incorporated herein by reference to Exhibit 3.27 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(60)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(61)                          Incorporated herein by reference to Exhibit 3.25 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(62)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(63)                          Incorporated herein by reference to Exhibit 3.23 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(64)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(65)                          Incorporated herein by reference to Exhibit 3.33 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(66)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(67)                          Incorporated herein by reference to Exhibit 3.37 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(68)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(69)                          Incorporated herein by reference to Exhibit 3.41 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(70)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(71)                          Incorporated herein by reference to Exhibit 3.43 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(72)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(73)                          Incorporated herein by reference to Exhibit 3.3 to the Registration Statement on Form S-1 (Reg. No. 333-124393) filed by International Coal Group, Inc. on May 28, 2005.

 

(74)                          Incorporated herein by reference to Exhibit 3.1 to International Coal Group, Inc.’s Current Report on Form 8-K filed on November 19, 2010).

 

50



Table of Contents

 

(75)                          Incorporated herein by reference to Exhibit 3.45 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(76)                          Incorporated herein by reference to Exhibit 3.46 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(77)                          Incorporated herein by reference to Exhibit 3.47 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(78)                          Incorporated herein by reference to Exhibit 3.48 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(79)                          Incorporated herein by reference to Exhibit 3.31 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(80)                          Incorporated herein by reference to Exhibit 3.32 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(81)                          Incorporated herein by reference to Exhibit 3.49 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(82)                          Incorporated herein by reference to Exhibit 3.50 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(83)                          Incorporated herein by reference to Exhibit 3.51 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(84)                          Incorporated herein by reference to Exhibit 3.51 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(85)                          Incorporated herein by reference to Exhibit 3.33 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(86)                          Incorporated herein by reference to Exhibit 3.34 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(87)                          Incorporated herein by reference to Exhibit 3.7 to the Registration Statement on Form S-4 (Reg. No. 333-107569) filed by Arch Western Finance, LLC on August 1, 2003.

 

(88)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(89)                          Incorporated herein by reference to Exhibit 3.35 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(90)                          Incorporated herein by reference to Exhibit 3.35 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(91)                          Incorporated herein by reference to Exhibit 3.37 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(92)                          Incorporated herein by reference to Exhibit 3.38 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(93)                          Incorporated herein by reference to Exhibit 3.38 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(94)                          Incorporated herein by reference to Exhibit 3.40 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

51



Table of Contents

 

(95)                          Incorporated herein by reference to Exhibit 3.41 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(96)                          Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(97)                          Incorporated herein by reference to Exhibit 3.55 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(98)                          Incorporated herein by reference to Exhibit 3.56 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(99)                          Incorporated herein by reference to Exhibit 3.95 to the Registration Statement on Form S-4 (Reg. No. 333-179842) filed by the Company on March 1, 2010.

 

(100)                   Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(101)                   Incorporated herein by reference to Exhibit 3.43 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(102)                   Incorporated herein by reference to Exhibit 3.44 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(103)                   Incorporated herein by reference to Exhibit 3.99 to the Registration Statement on Form S-4 (Reg. No. 333-179842) filed by the Company on March 1, 2010.

 

(104)                   Incorporated herein by reference to Exhibit 3.99 to the Registration Statement on Form S-4 (Reg. No. 333-179842) filed by the Company on March 1, 2010.

 

(105)                   Incorporated herein by reference to Exhibit 3.57 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(106)                   Incorporated herein by reference to Exhibit 3.58 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(107)                   Incorporated herein by reference to Exhibit 3.11 to the Registration Statement on Form S-4 (Reg. No. 333-107569) filed by Arch Western Finance, LLC on August 1, 2003.

 

(108)                   Incorporated herein by reference to Exhibit 3.10 to the Registrant Statement on Form S-4 (Reg. No. (Reg. No. 333-190654) filed by the Company on August 16, 2013.

 

(109)                   Incorporated herein by reference to Exhibit 3.17 to the Registration Statement on Form S-4 (Reg. No. 333-122141) filed by Arch Western Finance, LLC on January 19, 2005.

 

(110)                   Incorporated herein by reference to Exhibit 3.17 to the Registration Statement on Form S-4 (Reg. No. 333-122141) filed by Arch Western Finance, LLC on January 19, 2005.

 

(111)                   Incorporated herein by reference to Exhibit 3.59 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(112)                   Incorporated herein by reference to Exhibit 3.60 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(113)                   Incorporated herein by reference to Exhibit 3.63 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(114)                   Incorporated herein by reference to Exhibit 3.64 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

52



Table of Contents

 

(115)                   Incorporated herein by reference to Exhibit 3.45 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(116)                   Incorporated herein by reference to Exhibit 3.46 to the Registration Statement on Form S-4 (Reg. No. 333-165934) filed by the Company on May 7, 2010.

 

(117)                   Incorporated herein by reference to Exhibit 3.65 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(118)                   Incorporated herein by reference to Exhibit 3.66 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(119)                   Incorporated herein by reference to Exhibit 3.67 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(120)                   Incorporated herein by reference to Exhibit 3.68 to the Registration Statement on Form S-4 (Reg. No. 333-137402) filed by International Coal Group, Inc. on September 18, 2006.

 

(121)                   Included as part of Exhibit T3C.

 

53



Table of Contents

 

SIGNATURE

 

Pursuant to the requirements of the Trust Indenture Act of 1939, the applicant, Arch Coal, Inc., a corporation organized and existing under the laws of the State of Delaware, has duly caused this application to be signed on its behalf by the undersigned, thereunto duly authorized, and its seal to be hereunto affixed and attested, all in the city of St. Louis, and State of Missouri, on the 8th day of July, 2015.

 

(SEAL)

 

 

ARCH COAL, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Senior Vice President and Chief Financial Officer

 

 

 

 

 

 

(SEAL)

 

 

ACI TERMINAL, LLC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

ALLEGHENY LAND COMPANY

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

ARCH COAL SALES COMPANY, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

ARCH COAL WEST, LLC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

ARCH DEVELOPMENT, LLC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

54



Table of Contents

 

(SEAL)

 

 

ARCH ENERGY RESOURCES, LLC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

ARCH RECLAMATION SERVICES, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

ARCH WESTERN ACQUISITION CORPORATION

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

ARCH WESTERN ACQUISITION, LLC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

ARCH WESTERN BITUMINOUS GROUP, LLC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ Jon S. Ploetz

 

 

 

 

Name:

Jon S. Ploetz

 

 

 

 

Title:

Secretary

 

 

 

 

 

 

(SEAL)

 

 

ARCH WESTERN FINANCE, LLC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

President

 

 

 

 

 

 

(SEAL)

 

 

ARCH WESTERN RESOURCES, LLC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

ARCH OF WYOMING, LLC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ Jon S. Ploetz

 

 

 

 

Name:

Jon S. Ploetz

 

 

 

 

Title:

Secretary

 

55



Table of Contents

 

(SEAL)

 

 

ARK LAND COMPANY

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

ARK LAND KH, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

ARK LAND LT, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

ARK LAND WR, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

ASHLAND TERMINAL, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

BRONCO MINING COMPANY, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

CATENARY COAL HOLDINGS, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

COAL-MAC, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

56



Table of Contents

 

(SEAL)

 

 

COALQUEST DEVELOPMENT LLC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

CUMBERLAND RIVER COAL COMPANY

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

HAWTHORNE COAL COMPANY, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

HUNTER RIDGE, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

HUNTER RIDGE COAL COMPANY

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

HUNTER RIDGE HOLDINGS, INC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

ICG, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

 

(SEAL)

 

 

ICG, LLC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

57



Table of Contents

 

(SEAL)

 

 

ICG BECKLEY, LLC

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

ICG EAST KENTUCKY, LLC

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

ICG EASTERN, LLC

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

ICG EASTERN LAND, LLC

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

ICG ILLINOIS, LLC

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

ICG KNOTT COUNTY, LLC

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

ICG NATURAL RESOURCES, LLC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

ICG TYGART VALLEY, LLC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

58



Table of Contents

 

(SEAL)

 

 

INTERNATIONAL COAL GROUP, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

JULIANA MINING COMPANY, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

KING KNOB COAL CO., INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

LONE MOUNTAIN PROCESSING, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

MARINE COAL SALES COMPANY

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

MELROSE COAL COMPANY, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

MINGO LOGAN COAL COMPANY

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

59



Table of Contents

 

(SEAL)

 

 

MOUNTAIN COAL COMPANY, L.L.C.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ Jon S. Ploetz

 

 

 

 

Name:

Jon S. Ploetz

 

 

 

 

Title:

Secretary

 

 

 

 

 

(SEAL)

 

 

MOUNTAIN GEM LAND, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

MOUNTAIN MINING, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

MOUNTAINEER LAND COMPANY

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

OTTER CREEK COAL, LLC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

PATRIOT MINING COMPANY, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

POWELL MOUNTAIN ENERGY, LLC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

PRAIRIE HOLDINGS, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

60



Table of Contents

 

(SEAL)

 

 

SHELBY RUN MINING COMPANY, LLC

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

SIMBA GROUP, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

THUNDER BASIN COAL COMPANY, L.L.C.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

TRITON COAL COMPANY, L.L.C.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

UPSHUR PROPERTY, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

VINDEX ENERGY CORPORATION

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

WESTERN ENERGY RESOURCES, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

 

 

 

 

(SEAL)

 

 

WHITE WOLF ENERGY, INC.

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

61



Table of Contents

 

(SEAL)

 

 

WOLF RUN MINING COMPANY

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Jolene J. Mermis

 

By:

/s/ John T. Drexler

 

 

 

 

Name:

John T. Drexler

 

 

 

 

Title:

Vice President

 

62