Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): July 27, 2009
HERITAGE COMMERCE
CORP
(Exact
name of registrant as specified in its charter)
|
California
|
000-23877
|
77-0469558
|
|
(State
or other jurisdiction of incorporation)
|
(Commission
File Number)
|
(IRS
Employer Identification No.)
|
|
150
Almaden Boulevard, San Jose, California
|
95113
|
|
(Address
of principal executive offices)
|
(Zip
Code)
|
|
Registrant’s
telephone number, including area code: (408) 947-6900
|
|
Not
Applicable
|
|
(Former
name or former address, if changed since last
report.)
|
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (See General Instruction A.2. below):
□ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
□
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
□ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
□ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
ITEM
7.01 REGULATION FD DISCLOSURE.
Heritage
Commerce Corp is scheduled to present at the Keefe, Bruyette & Woods 10th Annual
Community Bank Investor Conference in New York. Walter T. Kaczmarek,
President and Chief Executive Officer, and Lawrence D. McGovern, Chief Financial
Officer, are scheduled to present on Tuesday, July 28th at
11:00 a.m. EDT. The presentation will be archived for 60 days
after the conference, and can be viewed at http://www.kbw.com/news/conferences.html. A
copy of the information in the slide show is included as Exhibit 99.2. This Form
8-K and the information included as exhibits shall not be deemed to be “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended
(“Exchange Act”), nor shall it be incorporated by reference into a filing under
the Securities Act of 1933, as amended (“Securities Act”), or the Exchange Act,
except as expressly set forth by specific reference in such a
filing. The furnishing of the information in this report is not
intended to, and does not, constitute a determination or admission by the
Company that the information in this report is material or complete, or that
investors should consider this information before making an investment decision
with respect to any security of the Registrant or any of its
affiliates. The information in the materials is presented as of June
30, 2009, and the Company does not assume any obligations to update such
information in the future.
A copy of
the press release announcing the Company’s participation in the Conference is
attached as Exhibit 99.1.
ITEM 9.01 FINANCIAL STATEMENTS AND
EXHIBITS.
(D)
Exhibits.
| 99.1 |
Press
Release, dated July 27, 2009, entitled "Heritage Commerce Corp to
Present at the KBW Community Bank Investor Conference."
|
| 99.2 |
Slide
presentation to investors to be presented on July 28, 2009 by the
registrant's Presiedent and Chief Executive Officer and Chief Financial
Officer.
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
Date: July
27, 2009
Heritage
Commerce Corp
By: /s/ Lawrence D.
McGovern
Name:
Lawrence D. McGovern
Executive
Vice President and Chief Financial Officer
INDEX TO EXHIBITS
EXHIBIT
NO. DESCRIPTION
| 99.1 |
Press
Release, dated July 27, 2009, entitled "Heritage Commerce Corp to
Present at the KBW
Community Bank
Investor Conference"
|
| 99.2 |
Slide
presentation to investors to be presented by the registrant's
President and Chief Executive
Officer and Chief
Financial Officer.
|