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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock | (2) | (3) | (3) | Common Stock | 37,827 | 37,827 | I | Retirement Savings Plan |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SHEFFIELD SCOTT D 5205 NORTH OCONNOR BLVD SUITE 200 IRVING, TX 75039 |
X | Chairman of the Board and CEO |
Mark H. Kleinman, Attorney-in-Fact for Scott D. Sheffield | 07/30/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Consists of shares beneficially owned as a result of reporting person's ownership of units in the Pioneer Natural Rsources USA, Inc. 401(k) Plan. |
(2) | Each share of phantom stock represents the right to receive one share of PXD common stock or the cash value thereof. |
(3) | This amendment is being filed for the purpose of amending this footnote 3 in its entirety to read as follows: 7,327 of the shares of phantom stock held following the reported transactions are payable in cash following the termination of the reporting person's employment with PXD, and the reporting person may transfer such shares of his phantom stock account into an alternative investment account at any time. The retirement plan investment reported herein and giving rise to the beneficial ownership of the remaining 30,500 shares of phantom stock is irrevocable and can not be reallocated or diversified; the portion of the plan assets that reflect this investment can only be distributed in shares of PXD common stock (at the time or times that the reporting person has elected under the plan). |