1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to buy)
|
Â
(1)
|
07/28/2013 |
Common Stock
|
1,666
|
$
4.86
|
D
|
Â
|
Stock Option (Right to buy)
|
Â
(1)
|
12/16/2013 |
Common Stock
|
5,000
|
$
7.56
|
D
|
Â
|
Stock Option (Right to buy)
|
Â
(1)
|
01/04/2015 |
Common Stock
|
6,666
|
$
6.84
|
D
|
Â
|
Stock Option (Right to buy)
|
Â
(1)
|
02/14/2016 |
Common Stock
|
4,500
|
$
13.02
|
D
|
Â
|
Stock Option (Right to buy)
|
Â
(1)
|
02/22/2017 |
Common Stock
|
5,009
|
$
10.14
|
D
|
Â
|
Stock Option (Right to buy)
|
Â
(1)
|
11/19/2017 |
Common Stock
|
1,666
|
$
5.88
|
D
|
Â
|
Stock Option (Right to buy)
|
Â
(1)
|
02/28/2018 |
Common Stock
|
30,000
|
$
4.32
|
D
|
Â
|
Stock Option (Right to buy)
|
Â
(2)
|
09/01/2019 |
Common Stock
|
25,547
|
$
2.34
|
D
|
Â
|
Stock Option (Right to buy)
|
Â
(3)
|
12/15/2017 |
Common Stock
|
14,600
|
$
3.45
|
D
|
Â
|
Stock Option (Right to buy)
|
Â
(4)
|
09/09/2018 |
Common Stock
|
33,250
|
$
1.63
|
D
|
Â
|
Stock Option (Right to buy)
|
Â
(5)
|
08/23/2019 |
Common Stock
|
20,000
|
$
2.03
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The options have been fully vested in accordance with the vesting schedule established on the grate date. |
(2) |
19,160 of these stock options are vested. The remaining 6,387 shares will vest on 9/1/2013. |
(3) |
7,604 of these stock options are vested. The remaining 6,996 shares will vest in 22 equal monthly installments thereafter from 3/15/2013 to 12/15/2014. |
(4) |
11,776 of these stock options are vested. The remaining 21,474 shares will vest in 19 equal monthly installments thereafter from 3/9/2013 to 9/9/2015. |
(5) |
The option award vests as to 25% of the option on 8/23/2013, with the remainder vesting in 36 equal monthly installments thereafter from 9/23/2013 to 8/23/2016. |